John S. Baker

ATLAS CAPITAL ADVISORS

San Francisco, CA 94129

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CRD#: 2914008

Professional summary

John Solari Baker is a registered financial advisor currently at ATLAS CAPITAL ADVISORS INC. located in San Francisco, California and BCW SECURITIES LLC located in Westport, Connecticut.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. John has worked at 6 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OTHER BUSINESS: SOLARI ESTATE VINEYARDS INVESTMENT RELATED: NO, IT IS A WINERY ADDRESS: 1100 LARKMEAD LANE, CALISTOGA, CALIFORNIA 94515 POSITION/TITLE: PRESIDENT AND BOARD MEMBER START DATE:01/1993 NUMBER OF HOURS/MONTH:10/MONTH NUMBER OF HOURS DURING TRADING:NONE DUTIES:ATTEND BOARD MEETINGS, WORK WITH OTHER BOARD MEMBERS TO OVERSEE THE WINERY AND VINEYARDS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Solari Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2021 - Present

ATLAS CAPITAL ADVISORS INC.

Office #1: 38 Keyes Ave Suite 200, San Francisco, CA 94129

RIA

CRD#: 127036

San Francisco, CA

Current

June 14, 2013 - Present

BCW SECURITIES LLC

Office #1: 55 Post Road West, Suite 200, Westport, CT 06880Office #2: 55 Post Road West, Suite 200, Westport, CT 06880

CRD#: 144930

Westport, CT

Past

October 31, 2018 - December 31, 2020

DELTA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 149596

San Francisco, CA

Past

September 20, 2012 - December 12, 2012

VIOLICH CAPITAL MANAGEMENT

RIA

CRD#: 111410

SAN FRANCISCO, CA

Past

February 13, 2008 - November 19, 2009

ATLAS CAPITAL ADVISORS INC.

RIA

CRD#: 127036

SAN FRANCISCO, CA

Past

April 12, 2007 - January 14, 2008

ADVANCED EQUITIES, INC.

CRD#: 35545

SAN FRANCISCO, CA

Past

August 31, 1999 - February 7, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLAS CAPITAL ADVISORS INC.

ATLAS CAPITAL ADISORS | ATLAS CAPITAL ADVISORS LLC | ATLAS CAPITAL ADVISORS INC.

CRD#: 127036 / SEC#: 801-66544

RIA

Registered Investment Advisory firm - (5/3/2006 Approved)

California

Registered Investment Advisory firm - (5/22/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/19/2013)

IAR

California
(7/26/2021)

Connecticut
(6/14/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/19/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/8/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/2/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 6/13/2013

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 1/30/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ATLAS CAPITAL ADVISORS INC.

ATLAS CAPITAL ADISORS | ATLAS CAPITAL ADVISORS LLC | ATLAS CAPITAL ADVISORS INC.

CRD#: 127036 / SEC#: 801-66544

RIA

Registered Investment Advisory firm - (5/3/2006 Approved)

California

Registered Investment Advisory firm - (5/22/2006 Terminated)

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Contact information

Main Address

38 Keyes Ave Suite 200, San Francisco, CA 94129

Mailing Address

Phone number

(415) 354-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATLAS CAPITAL ADVISORS LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	481
AUM (Assets Under Management)	$ 1,054,159,676

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/13/2025	Cover Page	Report
03/08/2024	Cover Page	Report
02/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John S. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Solari Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

BCW SECURITIES LLC

DELTA INVESTMENT MANAGEMENT, LLC

VIOLICH CAPITAL MANAGEMENT

ATLAS CAPITAL ADVISORS INC.

ADVANCED EQUITIES, INC.

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

ATLAS CAPITAL ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/2018

Series 63

Date: 6/19/2013

Series 66

Date: 2/8/2007

Series 7TO

Date: 11/2/2018

SIE

Date: 10/1/2018

Series 79

Date: 6/13/2013

Series 7

Date: 1/30/2007

FINRA

Current Firm

ATLAS CAPITAL ADVISORS INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ATLAS CAPITAL ADVISORS INC.

TRUST BUT VERIFY

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