Matthew P. Mccloskey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Patrick Mccloskey, who also goes by M Patrick Mccloskey, Patrick M Mccloskey, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1997. Matthew had worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2015 - December 31, 2023
WAVECREST SECURITIES LLC
January 7, 2011 - August 23, 2013
STORMHARBOUR SECURITIES LP
August 2, 2007 - August 26, 2010
EVOLUTION MARKETS FINANCIAL SERVICES LLC
April 6, 2005 - August 16, 2007
LAZARD FRERES & CO. LLC
November 3, 2000 - September 12, 2003
CREDIT SUISSE SECURITIES (USA) LLC
February 24, 1998 - September 27, 2002
PERSHING LLC
December 18, 1997 - February 19, 1998
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WAVECREST SECURITIES LLC
CRD#: 160135 / SEC#: , 8-69029
Contact information
FINRA licenses (12 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
