PM
Patricia E. Mccartney
STATE FARM INVESTMENT MANAGEMENT
Port Clinton, OH 43452-2083
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CRD#: 2913786
PM
Professional summary
Patricia Ellen Mccartney is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Port Clinton, Ohio and STATE FARM VP MANAGEMENT CORP. located in Port Clinton, Ohio.
Patricia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Patricia has worked at 2 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Patricia McCartney's Insurance Agency; Insurance Agency; Investment-related; 315 Lincoln Dr Frnt Port Clinton, OH 43452-2083; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 08/01/1998; 80; 80; Service customers and supervise employees 2) Ottawa County Board of Elections; Non-investment-related; 8444 SR 163#101, Oak Harbor, OH 43449; Education; Board of Elections; Precinct Election Officer; 10/1/2015; 2; 0; Election Duties. 3) Ohio State Farm Agents & Associates PAC; Non-investment-related; 11413 Chester Rd., Sharonville, OH 45246; Association/Committee/Council; Board Member; Director; 3/1/2019; 2; 0; attend events to network with local government officials. 4) Short Attention Theater; non-investment-related; 2768 E State Rd Apt 12, Port Clinton, OH 43452; Small community theater; other; 04/01/2023; 10:0; no specific duties 5) Park District of Ottawa County Board of Park Commissioners; Non-investment-related; Ottawa County Courthouse 315 Madison St Port Clinton OH 43452; Association/Committee/Council; Board Member; None; 06/08/2023; 8; 4; Please note that the "financial decisions" involve the distribution of grants, not the investment of funds, Voting on park district policy, strategic planning and financial decisions. 6) Business Networking; non-investment-related; 570 McKinley Dr Port Clinton, OH 43452; Membership/Civic/Fraternal Organization; Officer; President; 1/3/2024; 8; 8; BNI is a referral networking organization. Members meet weekly for education and camaraderie and refer business amongst themselves. 7) State and Lincoln LLC; Investment-Related; 315 Lincoln Dr Port Clinton, OH 43452; Investment or Commercial Property; Partner/President; 08/24/2015; 8; 4; Commercial and residential real estate.
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Ellen Mccartney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 315 Lincoln Dr Frnt, Port Clinton, OH 43452-2083RIA
CRD#: 3487
Port Clinton, OH
Current
November 19, 1997 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 315 Lincoln Dr Frnt, Port Clinton, OH 43452-2083BD
CRD#: 43036
Port Clinton, OH
Past
August 17, 2018 - September 5, 2019
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
Port Clinton, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/5/2007)
IAR
Florida(10/8/2024)
RR
Ohio(1/26/2001)
IAR
Ohio(5/12/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Port Clinton, OH 43452-2083TRUST BUT VERIFY
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