Moshe T. Greenfield
Professional summary
Moshe Tzui Greenfield, who also goes by Mike Greenfield, Moshe Marshall Greenfield, Moshe Tzul Greenfield, Moshe Greenfield, is a registered financial professional currently at CELADON FINANCIAL GROUP LLC located in Brooklyn, New York.
Moshe is registered as a RR (Registered Representative) and started their career in finance in 1997. Moshe has worked at 6 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Moshe Tzui Greenfield's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2019 - Present
CELADON FINANCIAL GROUP LLC
Office #1: 5516 14th Avenue, Brooklyn, NY 11219December 18, 2018 - April 2, 2019
ALTERNATIVE EXECUTION GROUP
December 7, 2016 - December 14, 2018
J.H. DARBIE & CO., INC.
October 27, 2009 - February 1, 2013
LEGEND TRADING, LLC
January 7, 2009 - December 2, 2016
LEGEND SECURITIES, INC.
December 10, 1997 - December 31, 2008
POND EQUITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2019)
(2/5/2025)
(2/22/2021)
(4/2/2019)
(4/2/2019)
(1/13/2025)
(3/20/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 3/2/2004
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
CELADON FINANCIAL GROUP LLC
CRD#: 36538 / SEC#: , 8-47288
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HERSCH, DARYL SCOTT | CEO/MAJORITY MEMBER/GSP/ROSFP | 1255474 |
| CAMBRIA HOLDINGS, INC. | MINORITY MEMBER | |
| COSTINE, MELISSA ANNE | OPERATIONS MANAGER/GSP | 2646983 |
| NAVAS, NELSON GABRIEL | CFO/FINOP/GSP | 5092353 |
| PASTINE, ARMAND RALPH | HEAD OF CAPITAL MARKETS/GSP | 2257531 |
| WALDMAN, PAUL MITCHELL | CCO/AMLCO/GSP/ROSFP | 1885767 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
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