Keira D. Berger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keira Danielle Berger, who also goes by Keira D Berger, Keira Danielle Berger, Keira Berger, Keira D Reich, Keira Danielle Reich, Keira Reich, was a registered financial professional .
Keira is a previously registered financial professional and started their career in finance in 1997. Keira had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2023 - August 5, 2024
OLD CITY SECURITIES LLC
February 16, 2021 - November 4, 2021
FORESIDE FUND SERVICES, LLC
May 25, 2019 - November 19, 2020
INVESCO DISTRIBUTORS, INC.
July 31, 2018 - May 25, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
September 29, 2010 - April 28, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 8, 2010 - April 28, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 17, 2003 - January 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 26, 1997 - September 6, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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