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KZ

Kevin J. Zduriencik

Some features on this profile are disabled
CRD#: 2912401
KZ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin James Zduriencik, CLU® was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1997. Kevin had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Treloar & Heisel, LLC: Fixed insurance sales/sale of non-variable insurance; Accident and Health Insurance Products and Property & Casualty for various carriers. 2) Renewable Diesel Micro Refinery - DBA: New Hope Energy, LLC - Non-Investment Related - Shareholder - Started 12/2017

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CLU®

Chartered Life Underwriter

Experience

Past

July 16, 2024 - September 11, 2025

MAI CAPITAL MANAGEMENT, LLC

RIA
CRD#: 109807
Long Prairie, MN
Past

December 20, 2016 - April 16, 2024

THE WEALTH CONSULTING GROUP

RIA
CRD#: 173194
New Castle, PA
Past

April 14, 2003 - December 19, 2016

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
NEW CASTLE, PA
Past

December 16, 1998 - December 19, 2016

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
NEW CASTLE, PA
Past

July 7, 1997 - December 10, 1998

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MAI CAPITAL MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT LLC | MCCORMACK ADVISORS INTERNATIONAL LLC | MAI WEALTH ADVISORS LLC | MAI CAPITAL MANAGEMENT, LLC

CRD#: 109807 / SEC#: 801-58104

RIA
Registered Investment Advisory firm - (10/2/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/4/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/5/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/19/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/3/1997
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MAI CAPITAL MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT LLC | MCCORMACK ADVISORS INTERNATIONAL LLC | MAI WEALTH ADVISORS LLC | MAI CAPITAL MANAGEMENT, LLC

CRD#: 109807 / SEC#: 801-58104

RIA
Registered Investment Advisory firm - (10/2/2000 Approved)
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Contact information

Main Address
6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131
Mailing Address
Phone number
(216) 920-4800
Established
Firm type
Fiscal year end
# of Employees
482

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MAI CAPITAL MANAGEMENT ADV PART 2A NOVEMBER 2025 (12/1/2025)

Regulatory assets under management

Total Number of Accounts40,758
AUM (Assets Under Management)$ 29,630,499,856

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/25/2024
Cover Page
Report
01/28/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAI CAPITAL MANAGEMENT, LLC

MAI CAPITAL MANAGEMENT, LLC

CRD#: 109807

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