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V. Robert Reey

CRD# 2912203·Registered 1998 - 2024
Previously Registered: Being a previously registered professional could mean that V. is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

V. Robert Reey, who also goes by Robert Reey, V Reey, VItold Robert Reey, Vitold Robert Reey, was a registered financial advisor. V. was a previously registered financial professional and started their career in finance 1998 - 2024. V. had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 3 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Reey, V Reey, Vitold Robert Reey, Vitold Robert Reey

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

HARRIS ASSOCIATES SECURITIES L.P.·CRD# 6959
BD
Chicago, IL
June 20, 2001 - May 29, 2024
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
May 28, 1998 - June 11, 2001

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Current Firm

HA
HARRIS ASSOCIATES SECURITIES L.P.

HARRIS ASSOCIATES SECURITIES L.P. | HARRIS ASSOCIATES, INC.

CRD#: 6959 / SEC#: 8-19988
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

111 S. Wacker Drive Suite 4600, Chicago, IL 60606

Mailing Address

111 S. Wacker Drive Suite 4600, Chicago, IL 60606

Phone Number

(312) 646-3600

Established

Delaware since 12/12/1986

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HARRIS ASSOCIATES L.P.MEMBER—
KELLER, CHRISTOPHER WOLFGANGPRESIDENT2865184
PIETRAS, MICHAELCHIEF COMPLIANCE OFFICER4278774
WEBER, ZACHARY DAVIDPRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5483343
WRIGHT, RANA JEWELCHIEF LEGAL AND ADMINISTRATIVE OFFICER6357277

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1998About the Series 6 exam

Series 3 — National Commodity Futures Examination

Passed Jun 1997About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Jul 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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