David A. Galper
Professional summary
David Arthur Galper, who also goes by David A Galper, is a registered financial professional currently at KROLL SECURITIES LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Arthur Galper's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2024 - Present
KROLL SECURITIES LLC
Office #1: One World Trade 285 Fulton Street 31st Floor, New York, NY, 10007January 31, 2022 - December 26, 2023
GT SECURITIES, INC.
September 14, 2015 - February 7, 2020
ICR CAPITAL LLC
August 20, 2009 - May 23, 2014
KEYBANC CAPITAL MARKETS INC.
April 18, 2006 - December 15, 2008
JEFFERIES LLC
November 8, 2004 - February 16, 2006
LEHMAN BROTHERS INC.
April 23, 2002 - November 12, 2004
OUTCOME CAPITAL, LLC
August 25, 2000 - June 27, 2001
COWEN AND COMPANY
June 14, 1999 - July 6, 2000
DEUTSCHE BANK SECURITIES INC.
November 20, 1998 - June 14, 1999
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 11/13/1998
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
KROLL SECURITIES LLC
CRD#: 36927 / SEC#: , 8-47558
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KROLL, LLC | OWNER | |
| ATTANASIO, ELIZABETH MARIE | PRINCIPAL FINANCIAL OFFICER | 5325007 |
| ATTANASIO, ELIZABETH MARIE | FINOP | 5325007 |
| ATTANASIO, ELIZABETH MARIE | PRINCIPAL OPERATIONS OFFICER | 5325007 |
| BARTELL, ROBERT ANTHONY | VICE CHAIRMAN | 4998599 |
| BENN, JOSHUA KOGAN | MANAGING DIRECTOR | 3166674 |
| BLOWERS, DAVID CHARLES JR. | CEO | 5960307 |
| BURT, STEPHEN M | PRESIDENT | 2679117 |
| CAPITMAN, ANDREW WILLIAM | MANAGING DIRECTOR | 2321386 |
| JANCOVIC, GIZELLE MARIE | CHIEF COMPLIANCE OFFICER | 5654006 |
| LU, DAVID HAI GE | MANAGING DIRECTOR | 3069820 |
| MOON, STEVEN JAE-HO | MANAGING DIRECTOR | 4860246 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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