Darren J. Demarco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren Joseph Demarco was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 1999. Darren had worked at 10 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2011 - February 4, 2015
COWEN EXECUTION SERVICES LLC
August 15, 2008 - April 21, 2010
INTERACTIVE BROKERS CORP.
January 9, 2007 - January 2, 2008
NYFIX MILLENNIUM, L.L.C.
July 19, 2005 - January 23, 2006
EKN FINANCIAL SERVICES INC.
July 19, 2004 - June 28, 2005
AVIAN SECURITIES, LLC
July 29, 2002 - March 18, 2004
EKN FINANCIAL SERVICES INC.
April 9, 2002 - July 31, 2002
LIGHTSPEED PROFESSIONAL TRADING LLC
March 12, 2001 - November 19, 2001
UBS SECURITIES LLC
January 10, 2000 - March 12, 2001
UBS FINANCIAL SERVICES INC.
July 1, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 1, 1999 - March 2, 2001
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/14/2000
Limited Representative-Equity Trader ExamCurrent Firm
COWEN EXECUTION SERVICES LLC
CRD#: 35693 / SEC#: 801-67167, 8-46838
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COWEN EXECUTION HOLDCO | MEMBER | |
| CHARNEY, DANIEL S. | CHIEF EXECUTIVE OFFICER | 2158255 |
| EADS, MARK B | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL - ROSFP | 2942874 |
| HOLMES, JOHN | PRINCIPAL OPERATIONS OFFICER | 1281617 |
| KAPLAN, GARY MITCHELL | MUNICIPAL PRINCIPAL | |
| LUPKIN, IRA ADAM | PRINCIPAL FINANCIAL OFFICER | 4463446 |
| MESSINGER, LINDA LOUISE | CHIEF COMPLIANCE OFFICER | 2561401 |
Disclosures
| Regulatory Event | 29 |
Red Flags
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