Casey D. Clarke

CADENCE WEALTH MANAGEMENT LLC

Westborough, MA 01581

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CRD#: 2911372

Professional summary

Casey Daniel Clarke, CFP®, ChFC®, who also goes by Casey D Clarke, is a registered financial advisor currently at CADENCE WEALTH MANAGEMENT LLC located in Westborough, Massachusetts.

Casey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Casey has worked at 4 firms and has passed the Series 63, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Casey D Clarke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Daniel Clarke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

ChFC^®

Chartered Financial Consultant

Experience

Current

October 4, 2010 - Present

CADENCE WEALTH MANAGEMENT LLC

Office #1: 1800 West Park Drive Suite 330, Westborough, MA 01581

RIA

CRD#: 155080

Westborough, MA

Past

October 1, 2010 - September 21, 2012

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

WESTBOROUGH, MA

Past

July 20, 1998 - October 6, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WESTBOROUGH, MA

Past

May 26, 1998 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 26, 1998 - October 6, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WESTBOROUGH, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CADENCE WEALTH MANAGEMENT LLC

CRD#: 155080 / SEC#: 801-78941

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (1/22/2014 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/5/2014 Terminated)

Rhode Island

Registered Investment Advisory firm - (1/24/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/4/2010)

IAR

New Hampshire
(5/4/2012)

IAR

Rhode Island
(6/22/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/5/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/22/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/31/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/17/2001

General Securities Principal Examination

Current Firm

CADENCE WEALTH MANAGEMENT LLC

CRD#: 155080 / SEC#: 801-78941

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (1/22/2014 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/5/2014 Terminated)

Rhode Island

Registered Investment Advisory firm - (1/24/2014 Terminated)

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Contact information

Main Address

1800 West Park Drive Suite 330, Westborough, MA 01581

Mailing Address

Phone number

(508) 898-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CADENCE DISCLOSURE BROCHURE AND SUPPLEMENTS (2/3/2025)

Regulatory assets under management

Total Number of Accounts	3,021
AUM (Assets Under Management)	$ 305,384,127

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Casey D. Clarke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Daniel Clarke's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CADENCE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/5/1998

Series 7

Date: 5/22/1998

Series 51

Date: 3/31/2003

Series 24

Date: 12/17/2001

Current Firm

CADENCE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CADENCE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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