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DB

Daniel Bermiss

SANTANDER SECURITIES

BROOKLYN, NY

·CRD# 2911235·29 years experience

Professional Summary

Daniel Bermiss, who also goes by Daniel Oscar Bermiss Jr, Daniel Oscar Bermiss Jr., Daniel Oscar Bermiss, Daniel Bermiss, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Brooklyn, New York. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 10 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 6...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Oscar Bermiss Jr, Daniel Oscar Bermiss Jr., Daniel Oscar Bermiss, Daniel Bermiss

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

SANTANDER SECURITIES LLC·CRD# 41791

RIA

BD

1. 215 Atlantic Avenue, Brooklyn, NY 112012. 189 Montague Street, Brooklyn, NY 112013. 1420 Northern Boulevard, Manhasset, NY 110304. 443 Hillside Avenue, Williston Park, NY 115965. 118-11 101st Avenue, South Richmond Hill, NY 114196. 50 Middle Neck Road, Great Neck, NY 110217. 998 Franklin Avenue, Garden City, NY 115308. 146 Fulton Avenue, Hempstead, NY 115509. 150-28 Union Turnpike, Flushing, NY 1136710. 23-56 Bell Boulevard, Bayside, NY 1136011. 149-37 14th Avenue, Whitestone, NY 1135712. 72-44 Austin Street, Forest Hills, NY 1137513. 37-18 Broadway, Astoria, NY 1110314. 330 South Service Road Suite 118, Melville, NY 1174715. 75-81 31st Avenue, Jackson Heights, NY 1137216. 89-01 Northern Boulevard, Jackson Heights, NY 1137217. 22-59 31st Street, Long Island City, NY 1110518. 136-11 Roosevelt Avenue, Flushing, NY 11354

November 25, 2025 - Present

SANTANDER SECURITIES LLC·CRD# 41791

RIA

BD

1. 215 Atlantic Avenue, Brooklyn, NY 112012. 189 Montague Street, Brooklyn, NY 112013. 1420 Northern Boulevard, Manhasset, NY 110304. 443 Hillside Avenue, Williston Park, NY 115965. 118-11 101st Avenue, South Richmond Hill, NY 114196. 50 Middle Neck Road, Great Neck, NY 110217. 998 Franklin Avenue, Garden City, NY 115308. 146 Fulton Avenue, Hempstead, NY 115509. 150-28 Union Turnpike, Flushing, NY 1136710. 23-56 Bell Boulevard, Bayside, NY 1136011. 149-37 14th Avenue, Whitestone, NY 1135712. 72-44 Austin Street, Forest Hills, NY 1137513. 37-18 Broadway, Astoria, NY 1110314. 330 South Service Road Suite 118, Melville, NY 1174715. 75-81 31st Avenue, Jackson Heights, NY 1137216. 89-01 Northern Boulevard, Jackson Heights, NY 1137217. 22-59 31st Street, Long Island City, NY 1110518. 136-11 Roosevelt Avenue, Flushing, NY 11354

November 25, 2025 - Present

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472

RIA

New York, NY

January 8, 2024 - October 2, 2025

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472

BD

New York, NY

January 8, 2024 - October 2, 2025

J.P. MORGAN SECURITIES LLC·CRD# 79

RIA

Hewlett, NY

July 17, 2014 - December 5, 2023

J.P. MORGAN SECURITIES LLC·CRD# 79

BD

Hewlett, NY

July 11, 2014 - December 5, 2023

HSBC SECURITIES (USA) INC.·CRD# 19585

RIA

Oyster Bay, NY

August 29, 2013 - July 9, 2014

HSBC SECURITIES (USA) INC.·CRD# 19585

BD

Oyster Bay, NY

June 11, 2013 - July 9, 2014

NEXBANK SECURITIES INC·CRD# 133267

BD

Dallas, TX

April 27, 2011 - August 1, 2012

PIMCO INVESTMENTS LLC·CRD# 154957

BD

New York, NY

February 14, 2011 - April 25, 2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC·CRD# 25567

BD

New York, NY

March 31, 2010 - February 14, 2011

JANUS HENDERSON DISTRIBUTORS US LLC·CRD# 28832

BD

Denver, CO

October 22, 2007 - September 25, 2009

BNY MELLON SECURITIES CORPORATION·CRD# 231

RIA

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February 24, 2004 - October 4, 2007

BNY MELLON SECURITIES CORPORATION·CRD# 231

BD

Uniondale, NY

July 27, 1999 - October 4, 2007

REICH & TANG DISTRIBUTORS, INC.·CRD# 28078

BD

New York, NY

September 29, 1997 - May 7, 1999

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Current Firm

SS

SANTANDER SECURITIES LLC

SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES | SANTANDER PRIVATE BANKING | SANTANDER PRIVATE BANK

CRD#: 41791 / SEC#: 801-56796, 8-49571

RIA

Registered Investment Advisory firm - SEC (9/2/1999 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109

Mailing Address

75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109

Phone Number

(866) 736-6475

Established

Delaware since 01/03/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

449

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

SSLLC FMAX ADVISORY PROGRAM WRAP FEE BROCHURE 4.2026 FINAL (4/17/2026)

Direct owners and executive officers

Name	Position	CRD#
SANTANDER CAPITAL HOLDINGS, LLC	DIRECT OWNER	—
AGUILA, ALFREDO LUIS	DIRECTOR	4341342
BERMUDEZ VALDES, LUIS JAVIER	DIRECTOR	6352955
BOWLER, DANIEL P	HEAD OF FINANCE & ACCOUNTING	5354805
BROGAN, GREGORY	HEAD OF INVESTMENT OPERATIONS	6694296
CARTER, LAWRENCE ANDREW	CHIEF COMPLIANCE OFFICER	2113682
DE DIEGO, VICTOR	DIRECTOR	8274098
FRANCO-ESPINOSA, ELOINA MARIA	DIRECTOR	8276729
GREGORATTI, NICCOLO	PRESIDENT & CEO	7820683
NEURATH, DUSTIN	DIRECTOR	8044630
PREBLE, MATTHEW T	HEAD OF RETAIL INVESTMENT	6694411
SIMON, BART IVAN	DIRECTOR	8325693

Regulatory Assets Under Management

Total Number of Accounts

11,152

AUM (Assets Under Management)

$3,140,983,898

Disclosures

Regulatory Event

12

Arbitration

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SS

SANTANDER SECURITIES LLC

SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES | SANTANDER PRIVATE BANKING | SANTANDER PRIVATE BANK

CRD#: 41791 / SEC#: 801-56796, 8-49571

RIA

Registered Investment Advisory firm - SEC (9/2/1999 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(11/25/2025)

RR

Alaska
(11/25/2025)

RR

Arizona
(11/25/2025)

RR

Arkansas
(11/25/2025)

RR

California
(11/25/2025)

RR

Colorado
(11/25/2025)

RR

Connecticut
(11/25/2025)

RR

Delaware
(11/25/2025)

RR

District of Columbia
(11/25/2025)

RR

Florida
(11/25/2025)

RR

Georgia
(11/25/2025)

RR

Hawaii
(11/25/2025)

RR

Idaho
(11/25/2025)

RR

Illinois
(11/25/2025)

RR

Indiana
(11/25/2025)

RR

Iowa
(11/25/2025)

RR

Kansas
(11/25/2025)

RR

Kentucky
(11/25/2025)

RR

Louisiana
(11/25/2025)

RR

Maine
(11/25/2025)

RR

Maryland
(11/25/2025)

RR

Massachusetts
(11/25/2025)

RR

Michigan
(11/25/2025)

RR

Minnesota
(11/25/2025)

RR

Mississippi
(11/25/2025)

RR

Missouri
(11/25/2025)

RR

Montana
(11/25/2025)

RR

Nebraska
(11/25/2025)

RR

Nevada
(11/25/2025)

RR

New Hampshire
(11/25/2025)

RR

New Jersey
(11/25/2025)

RR

New Mexico
(11/25/2025)

RR

New York
(11/25/2025)

IAR

New York
(11/25/2025)

RR

North Carolina
(11/25/2025)

RR

North Dakota
(11/25/2025)

RR

Ohio
(11/25/2025)

RR

Oklahoma
(11/25/2025)

RR

Oregon
(11/25/2025)

RR

Pennsylvania
(11/25/2025)

RR

Rhode Island
(11/25/2025)

RR

South Carolina
(11/25/2025)

RR

South Dakota
(11/25/2025)

RR

Tennessee
(11/25/2025)

RR

Texas
(11/25/2025)

RR

Utah
(11/25/2025)

RR

Vermont
(11/25/2025)

RR

Virginia
(11/25/2025)

RR

Washington
(11/25/2025)

RR

West Virginia
(11/25/2025)

RR

Wisconsin
(11/25/2025)

RR

Wyoming
(11/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2013About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Jul 2000About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1997About the Series 6 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Daniel Bermiss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Daniel Bermiss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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DB

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