Anthony R. Saba

BAHL & GAYNOR

Oswego, IL

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CRD#: 2911105

Professional summary

Anthony Robert Saba, who also goes by Tony Saba, Anthony Saba, is a registered financial advisor currently at BAHL & GAYNOR INC located in Oswego, Illinois and QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Anthony has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tony Saba | Anthony Saba

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Registered Representative with Quasar Distributors, LLC which is not affiliated with Bahl & Gaynor, Inc., or its affiliates.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Robert Saba's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2024 - Present

BAHL & GAYNOR INC

RIA

CRD#: 106139

Oswego, IL

Current

November 16, 2023 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

February 9, 2021 - October 13, 2023

FIRST TRUST ADVISORS LP

RIA

CRD#: 107027

WHEATON, IL

Past

February 9, 2021 - October 13, 2023

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

WHEATON, IL

Past

July 5, 2007 - February 12, 2021

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

LISLE, IL

Past

July 5, 2007 - February 12, 2021

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

LISLE, IL

Past

March 11, 2004 - July 10, 2007

GUGGENHEIM INVESTMENTS

RIA

CRD#: 129288

LISLE, IL

Past

June 27, 2003 - July 1, 2004

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

RIA

CRD#: 39805

LISLE, IL

Past

March 25, 2002 - July 10, 2007

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

LISLE, IL

Past

December 10, 1999 - December 31, 2001

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

January 28, 1998 - July 27, 1999

JOHN G. KINNARD AND COMPANY, INCORPORATED

CRD#: 466

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAHL & GAYNOR INC

BAHL & GAYNOR INC | BAHL & GAYNOR INVESTMENT COUNSEL

CRD#: 106139 / SEC#: 801-36951

RIA

Registered Investment Advisory firm - (7/13/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Delaware
(3/12/2024)

Illinois
(11/16/2023)

IAR

Illinois
(2/28/2024)

IAR

Maryland
(3/1/2024)

IAR

New Jersey
(2/28/2024)

IAR

North Carolina
(2/29/2024)

IAR

Pennsylvania
(2/29/2024)

IAR

Virginia
(2/29/2024)

IAR

West Virginia
(3/7/2024)

West Virginia
(3/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/4/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BAHL & GAYNOR INC

BAHL & GAYNOR INC | BAHL & GAYNOR INVESTMENT COUNSEL

CRD#: 106139 / SEC#: 801-36951

RIA

Registered Investment Advisory firm - (7/13/1990 Approved)

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Contact information

Main Address

255 East Fifth Street Suite 2700, Cincinnati, OH 45202

Mailing Address

Phone number

(513) 287-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAHL & GAYNOR ADV PART 2A (11/18/2025)

BAHL & GAYNOR ADV PART 2B (11/18/2025)

Regulatory assets under management

Total Number of Accounts	3,201
AUM (Assets Under Management)	$ 21,240,513,254

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony R. Saba

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Robert Saba's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

FIRST TRUST ADVISORS LP

FIRST TRUST PORTFOLIOS L.P.

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

GUGGENHEIM INVESTMENTS

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

NUVEEN SECURITIES, LLC

JOHN G. KINNARD AND COMPANY, INCORPORATED

Primary Firm SEC Registration

BAHL & GAYNOR INC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2001

Series 63

Date: 2/18/1998

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/27/1998

Series 24

Date: 10/4/2007

FINRA

Current Firm

BAHL & GAYNOR INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAHL & GAYNOR INC

TRUST BUT VERIFY

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