Brendan D. Odwyer

HOLD BROTHERS CAPITAL LLC

NEW YORK, NY 10119-1510

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CRD#: 2910885

Professional summary

Brendan Denis Odwyer, who also goes by Brendan Denis O'dwyer, Brendan D Odwyer, is a registered financial professional currently at HOLD BROTHERS CAPITAL LLC located in New York, New York.

Brendan is registered as a RR (Registered Representative) and started their career in finance in 1999. Brendan has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brendan Denis O'dwyer | Brendan D Odwyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brendan Denis Odwyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2020 - Present

HOLD BROTHERS CAPITAL LLC

Office #1: One Pennsylvania Plaza Suite 1510, New York, NY 10119-1510

CRD#: 151864

NEW YORK, NY

Past

August 25, 2011 - October 25, 2019

HOLD BROTHERS CAPITAL LLC

CRD#: 151864

NEW YORK, NY

Past

November 6, 2003 - August 25, 2011

TAFFERER TRADING, LLC

CRD#: 36816

JERSEY CITY, NJ

Past

August 1, 2002 - June 13, 2003

TAFFERER TRADING, LLC

CRD#: 36816

NEW YORK, NY

Past

June 26, 2002 - August 1, 2002

SKEFFINGTON SECURITIES, L.L.C.

CRD#: 103700

JERSEY CITY, NJ

Past

March 6, 2000 - June 26, 2002

TAFFERER TRADING, LLC

CRD#: 36816

NEW YORK, NY

Past

May 5, 1999 - June 18, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/13/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 7/12/2024

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/25/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/4/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HOLD BROTHERS CAPITAL LLC

CRD#: 151864 / SEC#: , 8-68404

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

One Pennsylvania Plaza Suite 1510, New York, NY 10119-1510

Mailing Address

One Pennsylvania Plaza Suite 1510, New York, NY 10119-1510

Phone number

(212) 792-0900

Established

New Jersey since 05/04/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HOLDSOFTWARE.COM INC.	CLASS B MEMBER
HOLD, GREGORY FRANCIS	CEO AND MANAGING MEMBER	2169408
HOLD TECHNOLOGIES, LLC	CLASS H MEMBER
BARTON, ZEINA SOLANGE	FINOP	5955936
LESSICK, ILAN	EVP - FINANCE, OPERATIONS & COMPLIANCE	4192324
RICCA, ROBERT J	CHIEF COMPLIANCE OFFICER/AMLCO/TRADING & RISK MANAGER/RETAIL MANAGER	1658885
ROWE, GREGORY MICHAEL	COMPLIANCE OFFICER	2559751
ZAFIRIS, TOM	SVP - OPERATIONS	1337844

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brendan D. Odwyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brendan Denis Odwyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLD BROTHERS CAPITAL LLC

TAFFERER TRADING, LLC

TAFFERER TRADING, LLC

SKEFFINGTON SECURITIES, L.L.C.

TAFFERER TRADING, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/13/2000

Series 99TO

Date: 7/12/2024

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/25/2000

Series 7

Date: 5/4/1999

FINRA

Current Firm

HOLD BROTHERS CAPITAL LLC

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

HOLD BROTHERS CAPITAL LLC

TRUST BUT VERIFY

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