George A. Fahy
Professional summary
George Aloysius Fahy III, who also goes by George Aloysius Fahy, George Aloysius Falty, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in East Stroudsburg, Pennsylvania.
George is registered as a RR (Registered Representative) and started their career in finance in 1997. George has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Aloysius Fahy III's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2025 - Present
AMERITAS INVESTMENT COMPANY, LLC
September 8, 2015 - July 3, 2025
LPL FINANCIAL LLC
May 26, 2006 - April 7, 2015
OPPENHEIMER & CO. INC.
September 1, 2004 - June 1, 2006
A. G. EDWARDS & SONS, INC.
January 24, 2001 - September 9, 2004
LEHMAN BROTHERS INC.
July 19, 1999 - November 27, 2000
UBS FINANCIAL SERVICES INC.
February 4, 1999 - February 24, 1999
WIN CAPITAL CORP.
May 4, 1998 - August 25, 1998
RUSSO SECURITIES INC.
August 5, 1997 - February 2, 1998
FIRST METROPOLITAN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2025)
(9/22/2025)
Exams
FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
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