Christopher J. Trapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Joseph Trapp, who also goes by Christopher J Trapp, Christopher Trapp, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2001. Christopher had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2015 - September 9, 2015
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
February 11, 2015 - September 9, 2015
WEDBUSH SECURITIES INC.
November 13, 2008 - December 31, 2008
J.P. MORGAN CLEARING CORP.
November 13, 2008 - February 10, 2015
J.P. MORGAN SECURITIES LLC
March 20, 2006 - January 14, 2008
MORGAN STANLEY & CO. LLC
December 5, 2003 - March 22, 2006
UBS SECURITIES LLC
March 1, 2002 - December 5, 2003
ABN AMRO INCORPORATED
June 5, 2001 - March 1, 2002
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
CRD#: 104369 / SEC#: , 8-52843
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 42 |
Red Flags
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