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Christopher Joseph Trapp

CRD# 2910695·Registered 2001 - 2015
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Joseph Trapp, who also goes by Christopher J Trapp, Christopher Trapp, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2001 - 2015. Christopher had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher J Trapp, Christopher Trapp

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

LIGHTSPEED FINANCIAL SERVICES GROUP LLC·CRD# 104369
BD
Morristown, NJ
April 28, 2015 - September 9, 2015
WEDBUSH SECURITIES INC.·CRD# 877
BD
New York, NY
February 11, 2015 - September 9, 2015
J.P. MORGAN CLEARING CORP.·CRD# 28432
BD
New York, NY
November 13, 2008 - December 31, 2008
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
November 13, 2008 - February 10, 2015
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
March 20, 2006 - January 14, 2008
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
December 5, 2003 - March 22, 2006
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
March 1, 2002 - December 5, 2003
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
June 5, 2001 - March 1, 2002

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Current Firm

LF
LIGHTSPEED FINANCIAL SERVICES GROUP LLC

LIGHTSPEED | LIME BROKERAGE LLC | LIGHTSPEED FINANCIAL SERVICES GROUP LLC

CRD#: 104369 / SEC#: 8-52843
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960

Mailing Address

20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960

Phone Number

(888) 577-3123

Established

Delaware since 08/03/2000

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LIGHTSPEED HOLDINGS LLCDIRECT OWNER—
CHUN, YUEN NAFINOP, PFO2219603
GIBB, THOMAS ANTHONYPRESIDENT/CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER4750905
NAIB, FARID AHMEDCEO6285310
PETZOLD, KEITH WILLIAMCHIEF COMPLIANCE OFFICER2944070
WEDBUSH FINANCIAL SERVICES, LLCDIRECT OWNER—

Disclosures

Regulatory Event

47

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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