Bret L. Solnoki

VICTORY CAPITAL SERVICES

Bonita Springs, FL

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CRD#: 2909592

Professional summary

Bret Louis Solnoki, CIMA® is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in Bonita Springs, Florida.

Bret is registered as a RR (Registered Representative) and started their career in finance in 1997. Bret has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bret Louis Solnoki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 23, 2021 - Present

VICTORY CAPITAL SERVICES, INC.

Office #2: 60 State Street, Boston, MA 02109

CRD#: 37059

Bonita Springs, FL

Past

January 15, 2020 - February 22, 2021

CALAMOS ADVISORS LLC

RIA

CRD#: 105758

Western Springs, IL

Past

January 6, 2020 - February 22, 2021

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Past

January 5, 2017 - December 4, 2020

BMO ASSET MANAGEMENT CORP.

RIA

CRD#: 106466

CHICAGO, IL

Past

April 11, 2014 - December 31, 2019

BMO INVESTMENT DISTRIBUTORS, LLC

CRD#: 146711

CHICAGO, IL

Past

January 3, 2011 - February 5, 2013

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

CHICAGO, IL

Past

November 16, 2010 - January 3, 2011

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

CHICAGO, IL

Past

March 16, 2010 - October 5, 2010

JHS CAPITAL ADVISORS, LLC

CRD#: 112097

SARASOTA, FL

Past

October 3, 2007 - November 13, 2008

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Past

May 10, 2007 - July 30, 2007

WYNSTON HILL CAPITAL, LLC

CRD#: 103811

BRANDON, SD

Past

February 17, 2006 - May 8, 2007

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

December 1, 2005 - May 8, 2007

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

SAN MATEO, CA

Past

August 20, 2001 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 1, 2000 - June 28, 2001

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Past

November 2, 1999 - December 31, 1999

RTE SECURITIES, INC.

CRD#: 39623

RYDAL, PA

Past

December 19, 1997 - July 27, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 17, 1997 - December 18, 1997

BARBER & BRONSON INCORPORATED

CRD#: 26582

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/23/2021)

Arkansas
(2/23/2021)

Florida
(2/23/2021)

Georgia
(2/23/2021)

Illinois
(2/23/2021)

Indiana
(2/23/2021)

Iowa
(2/23/2021)

Kansas
(2/23/2021)

Kentucky
(2/23/2021)

Louisiana
(2/23/2021)

Michigan
(2/23/2021)

Minnesota
(2/23/2021)

Mississippi
(2/23/2021)

Missouri
(2/23/2021)

Ohio
(2/24/2021)

Oklahoma
(2/23/2021)

South Carolina
(2/23/2021)

Tennessee
(2/23/2021)

Wisconsin
(2/23/2021)

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/11/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/16/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/2/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/28/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VICTORY CAPITAL SERVICES, INC.

CRD#: 37059 / SEC#: , 8-47577

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144

Mailing Address

4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144

Phone number

(216) 898-2400

Established

Delaware since 06/03/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VICTORY CAPITAL OPERATING, LLC	SOLE SHAREHOLDER
INKS, DONALD ANTHONY	CHIEF OPERATIONS OFFICER	2311245
MATHES, CHARLES B	CHIEF COMPLIANCE OFFICER	5980160
POLICARPO, MICHAEL DENNIS II	PRESIDENT	4316912
PONTE, CHRISTOPHER ANTONI	CFO/FINOP	5968469

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bret L. Solnoki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bret Louis Solnoki's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALAMOS ADVISORS LLC

CALAMOS FINANCIAL SERVICES LLC

BMO ASSET MANAGEMENT CORP.

BMO INVESTMENT DISTRIBUTORS, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

JPMORGAN DISTRIBUTION SERVICES, INC.

JHS CAPITAL ADVISORS, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

WYNSTON HILL CAPITAL, LLC

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

LOCKWOOD FINANCIAL SERVICES, INC.

RTE SECURITIES, INC.

MORGAN STANLEY DW INC.

BARBER & BRONSON INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/1998

Series 63

Date: 9/11/1997

SIE

Date: 10/1/2018

Series 31

Date: 1/16/1998

Series 7

Date: 7/2/1997

Series 24

Date: 4/28/2005

FINRA

Current Firm

VICTORY CAPITAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VICTORY CAPITAL SERVICES, INC.

TRUST BUT VERIFY

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