Gerard D. Doroski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard David Doroski, who also goes by Gerard David Doroski, Gerry Doroski, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1997. Gerard had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2006 - February 11, 2013
LYSTER WATSON SECURITIES, INC.
December 3, 1999 - June 27, 2006
J.P. MORGAN SECURITIES LLC
September 3, 1999 - November 17, 1999
UST FINANCIAL SERVICES CORP.
May 4, 1998 - August 19, 1999
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
December 22, 1997 - March 2, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
LYSTER WATSON SECURITIES, INC.
CRD#: 30210 / SEC#: , 8-44783
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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