PC
Pamela Y. Chen
REFRESH INVESTMENTS
Santa Monica, CA 90401
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CRD#: 2909140
PC
Professional summary
Pamela Yi Nei Chen is a registered financial advisor currently at REFRESH INVESTMENTS located in Santa Monica, California.
Pamela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Pamela has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Yi Nei Chen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2018 - Present
REFRESH INVESTMENTS
Office #1: 401 Wilshire Blvd. 12th Floor, Santa Monica, CA 90401RIA
CRD#: 297146
Santa Monica, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/2/2018)
IAR
Texas(7/17/2023)
Exams
Current Firm
REFRESH INVESTMENTS
CHEN, PAMELA | REFRESH INVESTMENTS LLC | REFRESH INVESTMENTS | CHEN, PAMELA YI NEI
CRD#: 297146 / SEC#:
California
Registered Investment Advisory firm - (7/2/2018 Approved)Texas
Registered Investment Advisory firm - (7/5/2023 Conditional Restricted)PREMIUM
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Contact information
Main Address
401 Wilshire Blvd. 12th Floor, Santa Monica, CA 90401
Mailing Address
Phone number
(424) 625-7260
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 41,891,939 |
Red Flags
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