Cecil Mack Deas JR | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cecil Mack Deas JR, who also goes by Cecil Mack Deas, Mack Deas, was a registered financial professional .

Cecil is a previously registered financial professional and started their career in finance in 1998. Cecil had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Cecil Mack Deas | Mack Deas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MEMPHIS BLUES PERFORMING ARTS ASSOCIATION, INC., Nashville TN 37206, 01/2025, BOARD MEMBER, ARTS, NIR, 1 HR/MO - 0 HR/MO TRADING. 2) PROVIDENCE WEALTH STRATEGIES, LLC, 1161 Haven Road, Birmingham AL 35242, 12/2024, OWNER/PARTNER, INV REL, 170 HR/MO - 140 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2025, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING. 4) CECIL MACK DEAS JR, 1161 Haven Road, Birmingham AL 35242, United States, 01/29/2025, Owner, Real Estate, NIR, 1 HR/MO- 0 HR/MO TRADING.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 16, 2025 - June 13, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Birmingham, AL

Past

January 16, 2025 - June 13, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

Birmingham, AL

Past

April 19, 2016 - August 19, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

BIRMINGHAM, AL

Past

April 6, 2016 - August 19, 2024

PRUCO SECURITIES, LLC.

BD

CRD#: 5685

BIRMINGHAM, AL

Past

September 12, 2014 - January 9, 2016

OSAIC SERVICES, INC.

RIA

CRD#: 133763

PENSACOLA, FL

Past

August 29, 2014 - January 9, 2016

OSAIC SERVICES, INC.

BD

CRD#: 133763

PENSACOLA, FL

Past

July 16, 2013 - August 26, 2014

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

BIRMINGHAM, AL

Past

July 16, 2013 - August 26, 2014

PNC WEALTH MANAGEMENT LLC

BD

CRD#: 129052

BIRMINGHAM, AL

Past

January 2, 2013 - July 19, 2013

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

BIRMINGHAM, AL

Past

December 19, 2012 - July 19, 2013

MML INVESTORS SERVICES, LLC

BD

CRD#: 10409

BIRMINGHAM, AL

Past

April 12, 2011 - October 8, 2012

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BIRMINGHAM, AL

Past

March 3, 2011 - October 5, 2012

FIDELITY BROKERAGE SERVICES LLC

BD

CRD#: 7784

BIRMINGHAM, AL

Past

January 14, 1998 - February 16, 2011

NYLIFE SECURITIES LLC

BD

CRD#: 5167

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 4/11/2011

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 9/17/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 10/11/2001

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 1/12/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 11/14/2002

General Securities Principal Examination

Current Firm

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cecil M. Deas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/11/2011

Series 63

Date: 9/17/1997

SIE

Date: 10/1/2018

Series 7

Date: 10/11/2001

Series 6

Date: 1/12/1998

Series 24

Date: 11/14/2002

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

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