RC
Robin D. Condon
WILLIS TOWERS WATSON SECURITIES
NEW YORK, NY 10281
Some features on this profile are disabled
CRD#: 2908077
RC
Professional summary
Robin Diane Condon, AIF® is a registered financial advisor currently at WILLIS TOWERS WATSON SECURITIES, LLC located in New York, New York and CETERA INVESTMENT ADVISERS LLC located in Georgetown, Connecticut.
Robin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robin has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10, Series 9, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GEORGETOWN FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES, START 05/2009, 40HRS/WK (32.5 TRADING HOURS), CHIEF OPERATING OFFICER, WEALTH MANAGEMENT DIVISION - DAY-TO-DAY COMPLIANCE/OPERATIONS ACTIVITIES; 2. NAME OF OTHER BUSINESS: LIDO CONSULTING GROUP LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: COMPLIANCE CONSULTING SERVICES; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH FINRA FILINGS, COMPLIANCE AND REGULATORY OVERSIGHT; 3. NAME OF OTHER BUSINESS: WILLIS TOWERS WATSON SECURITIES, LLC - CRD #317602, INVESTMENT RELATED: YES, ADDRESS: ADDRESS: 200 LIBERTY ST, 6TH FLOOR, NEW YORK, NY, 10281, NATURE OF BUSINESS: ADVISORY SERVICES, POSITION/TITLE/RELATIONSHIP: IAR, START DATE: 12/2022, APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: COMPLIANCE OVERSIGHT, REGULATORY INTERACTION, AND AUDIT FUNCTIONS; 4. NAME OF OTHER BUSINESS: WILLIS TOWER WATSON SECURITIES, LLC, INVESTMENT RELATED: YES, ADDRESS: 200 LIBERTY ST, 6TH FLOOR, NEW YORK, NY, 10281, NATURE OF BUSINESS: BROKER DEALER, START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: PART TIME CCO, APX NUMBER OF HOURS PER WEEK: 4, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DUAL AFFILIATION TO OVERSEE ALL COMPLIANCE, REGULATORY INTERACTION, AND AUDIT FUNCTIONS.
CRS (Client Relationship Summary) - RIA
Click below to view Robin Diane Condon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 21, 2022 - Present
WILLIS TOWERS WATSON SECURITIES, LLC
Office #1: 200 Liberty Street 6th Floor, New York, NY 10281RIA
BD
CRD#: 317602
NEW YORK, NY
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 73 Redding Rd, Georgetown, CT 06829RIA
CRD#: 105644
GEORGETOWN, CT
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 73 Redding Rd, Georgetown, CT 06829BD
CRD#: 13572
Georgetown, CT
Current
December 21, 2022 - Present
WILLIS TOWERS WATSON SECURITIES, LLC
Office #1: 200 Liberty Street 6th Floor, New York, NY 10281RIA
BD
CRD#: 317602
NEW YORK, NY
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 11, 2011 - August 30, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
GEORGETOWN, CT
Past
June 8, 2009 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
GEORGETOWN, CT
Past
June 8, 2009 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
GEORGETOWN, CT
Past
June 6, 2005 - May 11, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
RIA
CRD#: 145
HARTFORD, CT
Past
June 6, 2005 - May 11, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
HARTFORD, CT
Past
January 13, 2005 - May 23, 2005
USI SECURITIES, INC.
RIA
CRD#: 43793
GLASTONBURY, CT
Past
January 13, 2005 - May 23, 2005
USI SECURITIES, INC.
BD
CRD#: 43793
GLASTONBURY, CT
Past
June 18, 2004 - January 10, 2005
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
January 2, 2004 - May 28, 2004
MAIN STREET MANAGEMENT COMPANY
BD
CRD#: 547
BOSTON, MA
Past
March 14, 2003 - December 3, 2003
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
HARTFORD, CT
Past
June 27, 1997 - December 3, 2003
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2024)
RR
California(12/21/2022)
RR
Connecticut(9/3/2013)
IAR
Connecticut(6/29/2023)
RR
Delaware(1/2/2024)
RR
Illinois(1/7/2016)
RR
Indiana(9/3/2013)
RR
Massachusetts(10/6/2021)
RR
Missouri(9/3/2013)
RR
New Jersey(9/3/2013)
RR
New York(9/3/2013)
IAR
New York(12/21/2022)
RR
Pennsylvania(1/3/2014)
RR
South Carolina(1/6/2014)
RR
Texas(12/21/2022)
RR
Wisconsin(9/3/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
