Matthew J. Szychulski
Professional summary
Matthew J Szychulski, who also goes by Matthew Joseph Szychulski III, Matthew Szychulski, is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Pembroke, Massachusetts.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1997. Matthew has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew J Szychulski's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2020 - Present
JOHN HANCOCK DISTRIBUTORS LLC
June 28, 2013 - January 29, 2020
COREBRIDGE CAPITAL SERVICES, INC.
March 20, 2013 - June 28, 2013
AMERICAN GENERAL EQUITY SERVICES CORPORATION
April 2, 2009 - September 29, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 14, 2007 - February 26, 2009
CAPITAL BROKERAGE CORPORATION
June 27, 1997 - April 13, 2006
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2020)
(1/31/2020)
Exams
FINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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