Mollie L. Boyce

EXCHANGERIGHT SECURITIES

Pasadena, CA 91106

Some features on this profile are disabled

CRD#: 2907737

Professional summary

Mollie Lynn Boyce, who also goes by Mollie Lynn Boyce, Mollie Boyce, Mollie Lynn Boyce - Field, is a registered financial professional currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California.

Mollie is registered as a RR (Registered Representative) and started their career in finance in 1998. Mollie has worked at 19 firms and has passed the Series 63, Series 72, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mollie Lynn Boyce | Mollie Boyce | Mollie Lynn Boyce - Field

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mollie Lynn Boyce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 23, 2025 - Present

EXCHANGERIGHT SECURITIES, LLC

Office #1: 1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106

CRD#: 283430

Pasadena, CA

Past

October 2, 2024 - December 12, 2025

DISTRIBUTION SERVICES, LLC

CRD#: 25938

Dallas, TX

Past

November 23, 2021 - September 17, 2024

ALEXANDER CAPITAL, L.P.

CRD#: 40077

Atlanta, GA

Past

March 24, 2021 - November 23, 2021

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

CHICAGO, IL

Past

May 14, 2019 - December 1, 2020

CABOT LODGE SECURITIES LLC

CRD#: 159712

Frisco, TX

Past

September 23, 2016 - April 8, 2019

NEXPOINT SECURITIES, INC.

CRD#: 165013

DALLAS, TX

Past

August 20, 2015 - September 20, 2016

EMERSON EQUITY LLC

CRD#: 130032

Farmers Branch, TX

Past

January 6, 2012 - July 7, 2015

PRIMEX

CRD#: 29394

NEW YORK, NY

Past

April 25, 2011 - June 16, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SAN DIEGO, CA

Past

September 15, 2010 - December 14, 2010

VFG SECURITIES, INC.

CRD#: 15121

ENCINITAS, CA

Past

January 14, 2010 - August 31, 2010

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

GRAPEVINE, TX

Past

February 24, 2009 - August 26, 2009

EMPIRE SECURITIES CORPORATION

CRD#: 2826

EL SEGUNDO, CA

Past

November 12, 2008 - February 4, 2009

K-ONE INVESTMENT COMPANY, INC.

CRD#: 16156

FORT SMITH, AR

Past

June 23, 2005 - October 30, 2008

U.S. SELECT SECURITIES LLC

CRD#: 133082

NAPA, CA

Past

August 20, 2004 - June 9, 2005

PROVASI CAPITAL PARTNERS LP

CRD#: 119539

DALLAS, TX

Past

January 5, 2004 - August 17, 2004

FINACORP SECURITIES

CRD#: 41569

IRVINE, CA

Past

May 21, 2003 - January 5, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

August 14, 2000 - August 28, 2001

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

June 22, 1998 - June 28, 2000

ROTH CAPITAL PARTNERS, LLC

CRD#: 15407

NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/23/2025)

Texas
(12/23/2025)

Exams

State Security Law Exam

Series 63

Date: 7/8/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/22/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/19/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/18/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430 / SEC#: , 8-69753

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Mailing Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Phone number

(626) 564-1031

Established

California since 01/06/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EXCHANGERIGHT HOLDINGS, LLC	OWNER
DRYDEN, SUSANA KAY	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	5327906
THOMAS, WARREN JESSE MCEWIN	PRESIDENT, MANAGING MEMBER	2299254
THORNTON, STEVEN LEE	FINOP	4496384
UNGERECHT, JOSHUA PAUL	CEO, MANAGING MEMBER	5183573

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Powell

EQUITABLE ADVISORS, LLC

IAR

Lake Forest, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Maria Zimiga

J.P. MORGAN SECURITIES LLC

Toluca Lake, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mollie L. Boyce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mollie Lynn Boyce's CRS (Customer Relationship Summary).

Certified licenses

Experience

DISTRIBUTION SERVICES, LLC

ALEXANDER CAPITAL, L.P.

ARETE WEALTH MANAGEMENT, LLC

CABOT LODGE SECURITIES LLC

NEXPOINT SECURITIES, INC.

EMERSON EQUITY LLC

PRIMEX

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

VFG SECURITIES, INC.

REALTY CAPITAL SECURITIES, LLC

EMPIRE SECURITIES CORPORATION

K-ONE INVESTMENT COMPANY, INC.

U.S. SELECT SECURITIES LLC

PROVASI CAPITAL PARTNERS LP

FINACORP SECURITIES

RAYMOND JAMES FINANCIAL SERVICES, INC.

HILLTOP SECURITIES INC.

ROTH CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/8/1998

Series 72

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 10/22/1999

Series 7

Date: 6/19/1998

Series 24

Date: 11/18/2019

FINRA

Current Firm

EXCHANGERIGHT SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EXCHANGERIGHT SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors