MF
Michael D. Franta
ON INVESTMENT MANAGEMENT CO
EAGAN, MN 55121
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CRD#: 2906652
MF
Professional summary
Michael David Franta is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Eagan, Minnesota and THE O.N. EQUITY SALES COMPANY located in Bloomington, Minnesota.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MICHAEL FRANTA; NOT INVESTMENT RELATED; 8031 34th Avenue South, Suite 210, Bloomington, MN 55425; INSURANCE SALES & SERVICES; INSURANCE AGENT; START DATE: 12/01/1995; 60 HOURS PER MONTH (60 DURING TRADING HOURS); SALE OF HEALTH AND LIFE INSURANCE PRODUCTS AND ON GOING SERVICING OF CLIENTS. 2). Boy Scouts of America; Not investment related; 393 Marshall Ave, St. Paul MN 55102; Scouting for boys; Treasure of Pack 9041; 04/23/2018-present; 4 hours/month (0 during market hours); collect dues and write checks for expenses balance checkbook.
CRS (Client Relationship Summary) - RIA
Click below to view Michael David Franta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2013 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 3140 Neil Armstrong Blvd Suite 31, Eagan, MN 55121RIA
CRD#: 105662
EAGAN, MN
Current
February 13, 2004 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 8011 34th Avenus S #210, Bloomington, MN 55425BD
CRD#: 2936
Bloomington, MN
Past
December 6, 2000 - December 31, 2003
ASKAR CORP.
BD
CRD#: 7512
BLOOMINGTON, MN
Past
July 24, 1997 - December 5, 2000
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/8/2016)
RR
Colorado(7/7/2021)
IAR
Colorado(7/7/2021)
RR
Minnesota(2/13/2004)
IAR
Minnesota(12/19/2013)
RR
Virginia(3/17/2021)
RR
Wisconsin(2/13/2004)
IAR
Wisconsin(7/7/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
