Todd A. Klein
Professional summary
Todd A Klein, who also goes by Todd Allen Klein, is a registered financial professional currently at PENTEGRA DISTRIBUTORS INC. located in Shelton, Connecticut.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1997. Todd has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd A Klein's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2024 - Present
PENTEGRA DISTRIBUTORS INC.
Office #1: 2 Enterprise Drive Suite 408, Shelton, CT 06484December 13, 2018 - May 20, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 8, 2018 - November 27, 2018
EMPOWER FINANCIAL SERVICES, INC.
June 23, 1997 - November 9, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2024)
Exams
FINRA
Current Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249Shelton, CT 06484TRUST BUT VERIFY
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