BF
Barry D. Fasenmyer
SECURITIES BROKERAGE SERVICES
Carnegie, PA 15106-2427
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CRD#: 2906309
BF
Professional summary
Barry Dean Fasenmyer is a registered financial advisor currently at SECURITIES BROKERAGE SERVICES located in Carnegie, Pennsylvania and CETERA INVESTMENT ADVISERS LLC located in Carnegie, Pennsylvania.
Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Barry has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: SECURITIES BROKERAGE SERVICES, INC.
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: ADVISORY BUSINESS
POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE
START DATE: 2/2017
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: FEE BASED INVESTMENT ADVISORY AND CONSULTING SERVICES
(2) NAME OF OTHER BUSINESS: SECURITIES BROKERAGE SERVICES, INC.INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION,NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2017,POSITION/TITLE/RELATIONSHIP: RR AND IAR,APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: ORIA ADVISORY SALES, INVESTMENT PRODUCTS AND LIFE INSURANCE.
(3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FIXED INSURANCE
START DATE: 2/2017
APX NUMBER OF HOURS PER WEEK: VARIES
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES
CRS (Client Relationship Summary) - RIA
Click below to view Barry Dean Fasenmyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 26, 2017 - Present
SECURITIES BROKERAGE SERVICES
Office #1: 101 West Main Street #104, Carnegie, PA 15106-2427RIA
CRD#: 119861
Carnegie, PA
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 101 W Main St Suite 104, Carnegie, PA 15106RIA
CRD#: 105644
CARNEGIE, PA
Current
January 19, 2017 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 101 W Main St Suite 104, Carnegie, PA 15106BD
CRD#: 13572
Carnegie, PA
Past
January 19, 2017 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
December 11, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
PITTSBURGH, PA
Past
June 18, 2012 - December 22, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
PITTSBURGH, PA
Past
May 18, 2012 - December 22, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
PITTSBURGH, PA
Past
December 8, 2010 - June 1, 2012
TLG ADVISORS, INC.
RIA
CRD#: 111052
CARNEGIE, PA
Past
November 16, 2010 - May 9, 2012
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
September 7, 2007 - November 9, 2010
NEW ENGLAND SECURITIES
RIA
CRD#: 615
PITTSBURGH, PA
Past
September 24, 2003 - November 9, 2010
NEW ENGLAND SECURITIES
BD
CRD#: 615
PITTSBURGH, PA
Past
April 9, 2001 - October 7, 2003
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
June 26, 1997 - April 2, 2001
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/2/2019)
RR
Pennsylvania(1/19/2017)
IAR
Pennsylvania(1/26/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
