DW
David A. Wampler
MOLONEY SECURITIES ASSET MANAGEMENT LLC
KERRVILLE, TX 78028
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CRD#: 2906256
DW
Professional summary
David Allen Wampler is a registered financial advisor currently at MOLONEY SECURITIES ASSET MANAGEMENT LLC located in Kerrville, Texas and MOLONEY SECURITIES CO., INC. located in Kerrville, Texas.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. David has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VICE-CHAIRMAN OF THE BOARD OF GUADALUPE NATIONAL BANK AND ITS HOLDING COMPANY, RELATIONSHIP FINANCIAL CORP. OVERSIGHT RESPONSIBILITY, INCLUDING COMMITTEE RESPONSIBILITIES, BUDGETING AND STRATEGIC PLANNING FOR A $250MM STATE CHARTED COMMUNITY BANK. 1309 BANDERA HIGHWAY, KERRVILLE, TX 78028. CONDUCTED ABOUT 10 HRS/WEEK DURING TRADING HOURS. SECURITIES AND INVESTMENT ADVISORY ACTIVITIES D/B/A HERITAGE INVESTMENT MANAGEMENT, LLP. SECURITIES OFFERED THROUGH MOLONEY SECURITIES CO., INC. OWNER, DIAMOND FORK INVESTMENTS, LLC, ESTABLISHED TO HOLD INCOME FROM ADVISORY AND INVESTMENT BUSINESS GENERAL PARTNER - BUFFALO FORKS RANCH LTD - 1572 ACRE RANCH - 222 SIDNEY BAKER SOUTH #538, KERRVILLE, TX 78028. NOT INVESTMENT RELATED. 1 HOUR DURING TRADING/WEEK. TEXAS 4W LAND AND CATTLE - MANAGER - LLC ESTABLISHED TO HOLD THE GENERAL PARTNER INTEREST IN BUFFALO FORKS RANCH LTD A FAMILY LIMITED PARTNERSHIP. 667 FELIX FISHER ROAD, HUNT , TX 78027. NOT INVESTMENT RELATED. 1 HOUR DURING TRADING/WEEK.
CRS (Client Relationship Summary) - RIA
Click below to view David Allen Wampler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2016 - Present
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Office #1: 222 Sidney Baker South #538, Kerrville, TX 78028RIA
CRD#: 282448
KERRVILLE, TX
Current
June 17, 2003 - Present
MOLONEY SECURITIES CO., INC.
Office #1: 222 Sidney Baker South #538, Kerrville, TX 78028BD
CRD#: 38535
Kerrville, TX
Past
February 22, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
RIA
CRD#: 282140
KERRVILLE, TX
Past
January 3, 2006 - April 13, 2016
MOLONEY SECURITIES CO., INC.
RIA
CRD#: 38535
KERRVILLE, TX
Past
June 11, 2002 - June 28, 2003
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
KERRVILLE, TX
Past
March 2, 1998 - June 28, 2003
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
BD
CRD#: 7600
Past
October 2, 1997 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
BD
CRD#: 6663
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
Registered Investment Advisory firm - (12/31/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/7/2025)
RR
California(10/2/2025)
RR
Florida(4/7/2015)
RR
Hawaii(5/29/2014)
RR
Indiana(10/2/2025)
RR
Kansas(1/15/2019)
RR
Kentucky(1/2/2008)
RR
Massachusetts(5/2/2024)
RR
New Mexico(1/18/2006)
RR
Ohio(10/8/2021)
RR
Texas(6/17/2003)
IAR
Texas(2/22/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
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Contact information
Main Address
13537 Barrett Parkway Drive, Suite 300, Manchester, MO 63021
Mailing Address
Phone number
(314) 909-0600
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,390 |
| AUM (Assets Under Management) | $ 1,389,405,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/20/2023 | ||
| 12/22/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MOLONEY SECURITIES ASSET MANAGEMENT LLC
CRD#: 282448Kerrville, TX 78028TRUST BUT VERIFY
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Contact information
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