Jonathan W. Ward
Professional summary
Jonathan William Ward, CLU®, who also goes by Jon Ward, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1997. Jonathan has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan William Ward's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2009 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 19, 2007 - May 27, 2009
WATERSTONE FINANCIAL GROUP, INC.
August 30, 2005 - July 13, 2006
KESTRA INVESTMENT SERVICES, LLC
October 29, 1997 - August 30, 2005
THE LEADERS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2018)
(7/21/2009)
(8/30/2013)
(10/6/2014)
(7/21/2009)
(2/8/2018)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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