William H. Muske
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William H Muske IV, who also goes by Bill Muske III, William Howard Muske III, William Howard Muske, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1997. William had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2019 - November 23, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
January 9, 2019 - September 12, 2022
MUTUAL OF AMERICA SECURITIES LLC
August 3, 2017 - October 16, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
October 31, 2008 - July 30, 2009
OSAIC SERVICES, INC.
January 16, 2007 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
May 14, 2004 - October 2, 2006
EDWARD JONES
July 13, 1999 - December 13, 2002
U.S. BANCORP INVESTMENTS, INC.
September 22, 1997 - December 15, 1997
MILLER JOHNSON STEICHEN KINNARD, INC.
August 20, 1997 - September 29, 1997
IDS LIFE INSURANCE COMPANY
August 20, 1997 - September 29, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
CRD#: 15356 / SEC#: 801-21317, 8-32139
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
CRD#: 15356 / SEC#: 801-21317, 8-32139
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LU, KATHRYN ANNE | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 5605579 |
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 335,621,798 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
