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James Glenn Haley

James G. Haley

FENIMORE ASSET MANAGEMENT
Bluffton, SC
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CRD#: 2905149
James Glenn Haley
James Glenn HaleyFENIMORE ASSET MANAGEMENT

Professional summary

James Glenn Haley, CFP® is a registered financial advisor currently at FENIMORE ASSET MANAGEMENT, INC. located in Bluffton, South Carolina and FENIMORE SECURITIES, INC. located in Cobleskill, New York.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. James has worked at 16 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 31 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

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CRS (Client Relationship Summary) - RIA

Click below to view James Glenn Haley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

January 16, 2026 - Present

FENIMORE ASSET MANAGEMENT, INC.

RIA
CRD#: 110946
Bluffton, SC
Current

June 3, 2026 - Present

FENIMORE SECURITIES, INC.

Office #1: 384 North Grand Street-box 399, Cobleskill, NY 12043
BD
CRD#: 104391
COBLESKILL, NY
Past

April 7, 2017 - December 9, 2025

DIVIDEND ASSETS CAPITAL, LLC

RIA
CRD#: 129973
RIDGELAND, SC
Past

September 12, 2016 - March 1, 2017

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
CHATTANOOGA, TN
Past

January 31, 2014 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
CHATTANOOGA, TN
Past

December 16, 2013 - March 1, 2017

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
CHATTANOOGA, TN
Past

September 7, 2010 - April 4, 2011

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
BRENTWOOD, TN
Past

August 23, 2010 - April 4, 2011

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
BRENTWOOD, TN
Past

June 3, 2009 - February 11, 2010

CAP PARTNERS, LLC

RIA
CRD#: 144779
BRENTWOOD, TN
Past

June 2, 2009 - March 31, 2010

APW CAPITAL, INC.

BD
CRD#: 43814
TOTOWA, NJ
Past

March 27, 2007 - March 6, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
NASHVILLE, TN
Past

March 27, 2007 - March 6, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
NASHVILLE, TN
Past

March 28, 2005 - March 15, 2007

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
KNOXVILLE, TN
Past

January 25, 2005 - March 15, 2007

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
KNOXVILLE, TN
Past

November 19, 2003 - December 17, 2004

WILMINGTON BROKERAGE SERVICES COMPANY

BD
CRD#: 14942
WILMINGTON, DE
Past

March 26, 2002 - August 1, 2002

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
CHAPEL HILL, NC
Past

November 19, 2001 - August 1, 2002

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

April 23, 2001 - June 7, 2001

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

September 3, 1999 - December 22, 2000

TOWNSEND FINANCIAL SERVICES CORP.

BD
CRD#: 24684
RALEIGH, NC
Past

August 14, 1998 - May 3, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

August 4, 1997 - August 20, 1998

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FENIMORE ASSET MANAGEMENT, INC.
FENIMORE ASSET MANAGEMENT, INC.

CRD#: 110946 / SEC#: 801-10429

RIA
Registered Investment Advisory firm - (12/22/1974 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/5/2026)
IAR
Massachusetts
(2/8/2026)
IAR
North Carolina
(1/16/2026)
IAR
South Carolina
(1/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/30/2014
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/14/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/8/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/4/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/1/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/16/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 8/20/1997
Futures Managed Funds Examination
SRO Registrations
RR
FINRA

Current Firm

FA
FENIMORE ASSET MANAGEMENT, INC.
FENIMORE ASSET MANAGEMENT, INC.

CRD#: 110946 / SEC#: 801-10429

RIA
Registered Investment Advisory firm - (12/22/1974 Approved)
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Contact information

Main Address
384 North Grand Street, Cobleskill, NY 12043
Mailing Address
Phone number
(518) 234-4393
Established
Firm type
Fiscal year end
# of Employees
43

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FENIMORE ASSET MANAGEMENT INC ADV PART 2A (1/2/2026)

Regulatory assets under management

Total Number of Accounts1,192
AUM (Assets Under Management)$ 5,409,761,045

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FENIMORE ASSET MANAGEMENT, INC.

CRD#: 110946Bluffton, SC

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