Teddy J. Theriot

BELLE RIVER CAPITAL MANAGEMENT LLC

Prairieville, LA

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CRD#: 2903857

Professional summary

Teddy James Theriot, who also goes by Ted Theriot, is a registered financial advisor currently at BELLE RIVER CAPITAL MANAGEMENT LLC located in Prairieville, Louisiana.

Teddy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Teddy has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ted Theriot

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teddy James Theriot's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2023 - Present

BELLE RIVER CAPITAL MANAGEMENT LLC

RIA

CRD#: 325386

Prairieville, LA

Past

February 26, 2013 - July 11, 2023

THERIOT WALSTON INC.

RIA

CRD#: 166669

LOS ANGELES, CA

Past

October 29, 2012 - July 29, 2013

MARKS THERIOT WALSTON & COMPANY, INC.

RIA

CRD#: 152694

LOS ANGELES, CA

Past

January 31, 2008 - January 8, 2010

ALLIANCE WARBURG GLOBAL FINANCIAL SERVICES, INC.

CRD#: 43979

LOS ANGELES,, CA

Past

July 9, 2003 - November 29, 2007

DWS INVESTMENT MANAGEMENT AMERICAS, INC.

RIA

CRD#: 104518

BOSTON, MA

Past

May 30, 2003 - October 21, 2003

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

October 25, 2001 - November 21, 2007

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

LOS ANGELES, CA

Past

April 6, 2001 - November 21, 2007

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

LOS ANGELES, CA

Past

January 27, 1998 - November 2, 1999

BESSEMER INVESTOR SERVICES, INC.

CRD#: 17442

NEW YORK, NY

Past

August 14, 1997 - October 31, 1997

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/26/2023)

IAR

Louisiana
(3/30/2023)

IAR

Texas
(3/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/22/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/24/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/13/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BELLE RIVER CAPITAL MANAGEMENT LLC

CRD#: 325386 / SEC#:

California

Registered Investment Advisory firm - (4/26/2023 Approved)

Louisiana

Registered Investment Advisory firm - (3/30/2023 Approved)

Texas

Registered Investment Advisory firm - (3/8/2023 Conditional Restricted)

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Contact information

Main Address

Prairieville, LA

Mailing Address

Phone number

(213) 505-8132

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	120
AUM (Assets Under Management)	$ 40,800,493

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Teddy J. Theriot

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teddy James Theriot's CRS (Customer Relationship Summary).

Certified licenses

Experience

THERIOT WALSTON INC.

MARKS THERIOT WALSTON & COMPANY, INC.

ALLIANCE WARBURG GLOBAL FINANCIAL SERVICES, INC.

DWS INVESTMENT MANAGEMENT AMERICAS, INC.

DEAM INVESTOR SERVICES, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

BESSEMER INVESTOR SERVICES, INC.

OGILVIE SECURITY ADVISORS CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 8/22/2001

Series 63

Date: 7/9/1997

Series 7

Date: 1/24/1998

Series 6

Date: 8/13/1997

Current Firm

BELLE RIVER CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BELLE RIVER CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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