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Keith Michael Murphy

CRD# 2903733·Registered 2000 - 2022
Previously Registered: Being a previously registered professional could mean that Keith is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Keith Michael Murphy was a registered financial advisor. Keith was a previously registered financial professional and started their career in finance 2000 - 2022. Keith had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

GT SECURITIES, INC.·CRD# 116012
BD
Los Angeles, CA
August 6, 2021 - April 8, 2022
TGP SECURITIES, INC.·CRD# 159008
BD
Summit, NJ
December 1, 2018 - January 15, 2020
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
July 12, 2016 - December 2, 2016
BGC FINANCIAL, L.P.·CRD# 19801
BD
New York, NY
July 12, 2016 - December 2, 2016
AIG INTERNATIONAL SECURITIES INC.·CRD# 30647
BD
Greenwich, CT
December 18, 2000 - January 23, 2002

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Current Firm

GS
GT SECURITIES, INC.

GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.

CRD#: 116012 / SEC#: 8-53527
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

12130 Millennium Dr Suite 300, Los Angeles, CA 90094

Mailing Address

12130 Millennium Dr, Los Angeles, CA 90094

Phone Number

(310) 846-5004

Established

California since 12/06/2001

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GROWTHINK, INC.PARENT CORPORATION—
LAVINSKY, DAVID KENNETHMANAGING DIRECTOR4455040
TURO, JAMES STEVENMANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER2083402

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jul 2016About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Jun 1997About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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