Ronald T. Proctor
Professional summary
Ronald Todd Proctor, who also goes by Todd Proctor, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Germantown, Tennessee and FIDELITY BROKERAGE SERVICES LLC located in Germantown, Tennessee.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Ronald has worked at 19 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Todd Proctor's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 7628 W. Farmington Blvd Ste 110, Germantown, TN 38138July 17, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 7628 W. Farmington Blvd Ste 110, Germantown, TN 38138September 18, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 11, 2018 - June 30, 2020
TD AMERITRADE, INC.
December 11, 2018 - June 30, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 6, 2018 - June 30, 2020
TD AMERITRADE, INC.
March 13, 2014 - November 28, 2018
CHARLES SCHWAB & CO., INC.
March 13, 2014 - November 28, 2018
CHARLES SCHWAB & CO., INC.
January 21, 2014 - February 10, 2014
CETERA INVESTMENT ADVISERS LLC
January 11, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
January 11, 2013 - February 10, 2014
CETERA INVESTMENT SERVICES LLC
February 8, 2012 - January 23, 2013
CHARLES SCHWAB & CO., INC.
January 31, 2012 - January 23, 2013
CHARLES SCHWAB & CO., INC.
June 1, 2009 - March 11, 2011
MORGAN STANLEY
June 1, 2009 - March 11, 2011
MORGAN STANLEY
June 5, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 1, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 7, 2006 - July 17, 2006
NORTH STAR FINANCIAL GROUP LLC
July 19, 2004 - January 30, 2007
EVOLVE SECURITIES, INC.
January 8, 2004 - July 20, 2004
NCF FINANCIAL SERVICES, INC.
January 15, 2003 - July 20, 2004
NCF FINANCIAL SERVICES, INC.
January 9, 2001 - December 4, 2002
NBC CAPITAL MARKETS GROUP, INC.
June 30, 1999 - January 11, 2001
PORTFOLIO TRADING, LLC.
December 21, 1997 - November 2, 1998
MUTUAL SERVICE CORPORATION
November 6, 1997 - November 12, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 23, 1997 - August 27, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 23, 1997 - August 27, 1997
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2021)
(7/17/2020)
(8/13/2021)
(10/8/2021)
(7/8/2022)
(1/6/2023)
(10/8/2021)
(7/17/2020)
(9/24/2021)
(1/6/2023)
(3/12/2021)
(10/8/2021)
(10/12/2021)
(3/4/2022)
(12/15/2020)
(7/17/2020)
(3/31/2025)
(2/12/2021)
(3/31/2025)
(8/13/2021)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
