Karen Bean-giamundo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Bean-giamundo, who also goes by Karen Joy Bean, Karen Joy Bean Giamundo, Karen Bean Giamundo, Karen Joy Halverson, Karen Joy Pfeifer, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1998. Karen had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2021 - July 20, 2023
GROVE POINT INVESTMENTS, LLC
April 19, 2016 - December 31, 2025
KESTRA ADVISORY SERVICES, LLC
January 15, 2013 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
May 2, 2008 - December 31, 2025
KESTRA INVESTMENT SERVICES, LLC
January 22, 2007 - January 10, 2008
PACIFIC CORNERSTONE CAPITAL INCORPORATED
March 4, 1998 - January 17, 2007
CAPITAL CLIENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
