David W. Halfaker

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CRD#: 2903179

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Walter Halfaker, CFP®, who also goes by David W Halfaker, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1997. David had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David W Halfaker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Past

August 16, 2024 - December 31, 2025

BRIDGEPORT FINANCIAL SOLUTIONS

RIA

CRD#: 325485

Tampa, FL

Past

March 13, 2009 - December 7, 2015

CLARITY FOR WOMEN

RIA

CRD#: 130327

TAMPA, FL

Past

March 28, 2005 - May 14, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Waynesville, NC

Past

December 7, 1999 - December 31, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

TAMPA, FL

Past

February 7, 1999 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

TAMPA, FL

Past

December 15, 1998 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

December 15, 1998 - January 7, 2000

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

September 29, 1997 - November 20, 1998

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIDGEPORT FINANCIAL SOLUTIONS

BRIDGEPORT | BRIDGEPORT FINANCIAL SOLUTIONS LLC | BRIDGEPORT FINANCIAL SOLUTIONS

CRD#: 325485 / SEC#: 801-127630

RIA

Registered Investment Advisory firm - (4/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/12/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/28/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/23/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/21/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/27/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BRIDGEPORT FINANCIAL SOLUTIONS

BRIDGEPORT | BRIDGEPORT FINANCIAL SOLUTIONS LLC | BRIDGEPORT FINANCIAL SOLUTIONS

CRD#: 325485 / SEC#: 801-127630

RIA

Registered Investment Advisory firm - (4/10/2023 Approved)

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Contact information

Main Address

2700 N Central Ave Suite 1200, Phoenix, AZ 85004

Mailing Address

Phone number

(877) 411-2737

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIDGEPORT WRAP BROCHURE (3/28/2025)

BRIDGEPORT ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,572
AUM (Assets Under Management)	$ 484,508,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David W. Halfaker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CLARITY FOR WOMEN

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

BRIDGEPORT FINANCIAL SOLUTIONS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/12/2000

Series 65

Date: 5/28/1999

SIE

Date: 10/1/2018

Series 31

Date: 2/23/2007

Series 7

Date: 7/21/1999

Series 6

Date: 9/27/1997

Current Firm

BRIDGEPORT FINANCIAL SOLUTIONS

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIDGEPORT FINANCIAL SOLUTIONS

TRUST BUT VERIFY

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