Matthew A. Garrett

THE GARRETT GROUP

San Diego, CA 92121

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CRD#: 2903122

Professional summary

Matthew Aaron Garrett, who also goes by Matt Garrett, is a registered financial advisor currently at THE GARRETT GROUP located in San Diego, California.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Matthew has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Garrett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE GARRETT GROUP - INDEPENDENT INSURANCE AGENT - INSURANCE SALES - SAN DIEGO, CA./RIA, INVESTMENT ADVISOR REP SAN ELIJO PARTNERS, LLC MANAGING MEMBER INVESTING IN SMALL BUSINESSES MIRA SORRENTO PROPERTIES.PROPERTY MANAGEMENT AND REAL ESTATE ACQUISITION.5355 MIRA SORRENTO PLACE SUITE 630 SAN DIEGO, CA 92121.METHOD OF COMPENSATION: PROFIT (LOSS) SHARING. BUSINESS CONSULTING. APPROXIMATELY, 20% OF MY TIME IS SPENT ON THIS ACTIVITY. 5355 MIRA SORRENTO PLACE SUITE 630 SAN DIEGO, CA 92121 IT INCLUDES STRATEGIC CONSULTING ON ACCOUNTING, OR OTHER BUSINESS PROCESS ISSUES. THIS IS A DBA UNDER THE SOUTHERN CALIFORNIA GARRETT GROUP, INC. AND BILLED AS THE GARRETT GROUP.METHOD OF COMPENSATION: NONE TGG MANAGEMENT COMPANY, INC; INVESTMENT RELATED; LOCATED AT 1953 SAN ELIJO AVE #203, CARDIFF, CA 92007; INVESTMENT ADVISORY SERVICES; START DATE 05/16/2008; 20 HRS/MONTH; STRATEGIC INFORMATION GROUP, INTERNATIONAL, NOT INVESTMENT RELATED, 1953 SAN ELIJO AVE STE 201, CARDIFF CA 92007. SOFTWARE SALES AND CONSULTING- BOARD MEMBER START 10/22/09

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Aaron Garrett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2017 - Present

THE GARRETT GROUP

Office #1: 10188 Telesis Court Suite 130, San Diego, CA 92121

RIA

CRD#: 145451

San Diego, CA

Past

May 22, 2008 - December 31, 2016

THE GARRETT GROUP

RIA

CRD#: 145451

SAN DIEGO, CA

Past

April 15, 2008 - December 3, 2010

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

CARDIFF, CA

Past

August 8, 2007 - April 16, 2008

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

CARDIFF, CA

Past

April 3, 2006 - April 16, 2008

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

CARDIFF, CA

Past

July 9, 2001 - April 5, 2006

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SAN DIEGO, CA

Past

January 16, 2001 - May 1, 2001

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

April 26, 1999 - October 25, 1999

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

June 25, 1997 - April 26, 1999

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/23/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE GARRETT GROUP

TGG MANAGEMENT CO | THE GARRETT GROUP | TGG MANAGEMENT COMPANY INC. | TGG MANAGEMENT CO DBA THE GARRETT GROUP

CRD#: 145451 / SEC#: 801-68550

RIA

Registered Investment Advisory firm - (5/9/2011 Terminated)

California

Registered Investment Advisory firm - (1/27/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1496 Neptune Ave, Encinitas, CA 92024

Mailing Address

Phone number

(760) 697-1033

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 4,357,937

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew A. Garrett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Aaron Garrett's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE GARRETT GROUP

PURSHE KAPLAN STERLING INVESTMENTS

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

KESTRA INVESTMENT SERVICES, LLC

MUTUAL SERVICE CORPORATION

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/2007

Series 63

Date: 7/21/1997

Series 6

Date: 6/23/1997

Current Firm

THE GARRETT GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE GARRETT GROUP

TRUST BUT VERIFY

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