DH
Douglas B. Heins
STATE FARM INVESTMENT MANAGEMENT
Spring Lake, MI 49456-2418
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CRD#: 2903063
DH
Professional summary
Douglas Blaine Heins, ChFC®, CLU®, who also goes by Doug Heins, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Spring Lake, Michigan and STATE FARM VP MANAGEMENT CORP. located in Spring Lake, Michigan.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Douglas has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doug Heins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Douglas Heins's Insurance Agency; Insurance Agency; Investment-related; 701 E Savidge St Ste 4 Spring Lake, MI 49456-2418; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2001; 80; 80; Service customers and supervise employees 2. Heins-site Publishing LLC; Investment-related; 14998 Cleveland, Spring Lake, MI 49456; Retail; Owner; Owner; 1/1/2007; 10; 0; book writing. 3. Little Red House; NOT investment-related; 311 Exchange Street, Spring Lake, MI 49456; Service Industry; Board Member; Board Member; 10/1/2015; 3; 0; no duties. 4. Union Microfinanza; NOT investment-related; 1465 Getty, Muskegon, MI 49442; Public Service; Board Member; Director; 1/1/2009; 5; 0; sit on board. 5. Doug Heins - Property #1 (personally held real estate); Investment related; 16708/16710 136th Nunica, MI 49448; Investment or Commercial Property; Owner; 08/19/2002; 1; 0; This is a duplex we rent out. Purchase 8/19/2002.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Blaine Heins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 10, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 701 E Savidge St Ste 4, Spring Lake, MI 49456-2418RIA
CRD#: 3487
Spring Lake, MI
Current
November 19, 1997 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 701 E Savidge St Ste 4, Spring Lake, MI 49456-2418BD
CRD#: 43036
Spring Lake, MI
Past
January 26, 2010 - March 31, 2017
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
SPRING LAKE, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(9/23/2015)
IAR
Illinois(10/29/2024)
RR
Michigan(2/9/2001)
IAR
Michigan(8/10/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Spring Lake, MI 49456-2418TRUST BUT VERIFY
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