William D. Stush
Professional summary
William D Stush, who also goes by Bill Stush, is a registered financial professional currently at FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC located in New York, New York and FLOW TRADERS U.S. LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1997. William has worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 3, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William D Stush's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2016 - Present
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
Office #1: 1114 Avenue Of The Americas 4th Fl, New York, NY, 10036Office #2: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036August 7, 2023 - Present
FLOW TRADERS U.S. LLC
Office #1: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036Office #2: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036September 22, 2006 - October 20, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 31, 2005 - October 20, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 12, 2000 - May 17, 2005
DEUTSCHE BANK SECURITIES INC.
July 24, 1997 - December 6, 2000
BT BROKERAGE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2016)
(10/5/2016)
(10/11/2016)
(2/4/2020)
(11/19/2019)
(10/19/2016)
(10/19/2016)
(5/31/2016)
(9/26/2016)
(11/20/2019)
(9/23/2016)
(12/6/2019)
(11/25/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/15/2014
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
FLOW TRADERS U.S. LLC
CRD#: 150780 / SEC#: , 8-68300
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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