Eric D. Baker

THE HUNTINGTON INVESTMENT COMPANY

Maumee, OH 43537

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CRD#: 2902906

Professional summary

Eric Dale Baker, who also goes by Eric D Baker, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Maumee, Ohio.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Eric has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric D Baker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Dale Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Eric Dale Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2024 - Present

THE HUNTINGTON INVESTMENT COMPANY

Office #1: Arrowhead Park 597 W. Dussel Dr., Maumee, OH 43537

RIA

CRD#: 16986

Maumee, OH

Current

August 22, 2024 - Present

THE HUNTINGTON INVESTMENT COMPANY

Office #1: Arrowhead Park 597 W. Dussel Dr., Maumee, OH 43537

RIA

CRD#: 16986

Maumee, OH

Past

June 7, 2019 - August 22, 2024

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

TROY, MI

Past

June 7, 2019 - August 22, 2024

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

TROY, MI

Past

November 14, 2017 - May 31, 2019

CIG ASSET MANAGEMENT, INC.

RIA

CRD#: 123609

SOUTHFIELD, MI

Past

November 14, 2017 - May 31, 2019

CIG SECURITIES

CRD#: 129864

SOUTHFIELD, MI

Past

April 25, 2016 - November 7, 2017

TD AMERITRADE, INC.

RIA

CRD#: 7870

BIRMINGHAM, MI

Past

April 25, 2016 - November 7, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Birmingham, MI

Past

April 21, 2016 - November 7, 2017

TD AMERITRADE, INC.

CRD#: 7870

BIRMINGHAM, MI

Past

April 3, 2014 - April 13, 2016

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

DETROIT, MI

Past

March 17, 2014 - April 13, 2016

CITIZENS SECURITIES, INC.

CRD#: 39550

DETROIT, MI

Past

February 11, 2014 - March 21, 2014

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

DEARBORN, MI

Past

May 21, 2008 - February 10, 2014

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

DEARBORN, MI

Past

May 20, 2008 - March 21, 2014

FIFTH THIRD SECURITIES, INC.

CRD#: 628

DEARBORN, MI

Past

October 16, 2006 - May 2, 2008

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

SOUTHGATE, MI

Past

October 16, 2006 - May 2, 2008

NATCITY INVESTMENTS, INC.

CRD#: 17490

SOUTHGATE, MI

Past

December 1, 2005 - September 28, 2006

CITIZENS SECURITIES, INC.

CRD#: 39550

SYLVANIA, OH

Past

August 10, 2005 - December 1, 2005

CHARTER ONE SECURITIES, INC.

CRD#: 13373

CLEVELAND, OH

Past

April 23, 2002 - January 19, 2005

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

July 28, 1997 - July 10, 2000

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE HUNTINGTON INVESTMENT COMPANY

HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS

CRD#: 16986 / SEC#: 801-58015, 8-34867

RIA

Registered Investment Advisory firm - SEC (10/6/2000 Approved)

Ohio

Registered Investment Advisory firm - SEC (11/15/2000 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(8/22/2024)

IAR

Michigan
(8/22/2024)

Ohio
(8/22/2024)

IAR

Ohio
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/5/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/5/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/26/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/16/2007

General Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 5/5/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 7/3/2002

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

THE HUNTINGTON INVESTMENT COMPANY

HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS

CRD#: 16986 / SEC#: 801-58015, 8-34867

RIA

Registered Investment Advisory firm - SEC (10/6/2000 Approved)

Ohio

Registered Investment Advisory firm - SEC (11/15/2000 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

41 S. High St. 4th Floor Hc0429, Columbus, OH 43215

Mailing Address

7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219

Phone number

(800) 322-4600

Established

Ohio since 01/17/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

501

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

THE HUNTINGTON INVESTMENT COMPANY ADV PART 2A APPENDIX 1 (7/21/2025)

Direct owners and executive officers

Name	Position	CRD#
HUNTINGTON BANCSHARES INCORPORATED	PARENT COMPANY
BALLARD, MONICA VICKMAN	SECRETARY	4245227
BOARDMAN, JEFFREY MICHAEL	CONFLICT OFFICER	2746492
BRUNNER, MICHAEL EVANS	MUNICIPAL PRINCIPAL	5353459
BRUNNER, MICHAEL EVANS	ROSFP	5353459
DUNCAN, ERICA	BOARD MEMBER	8031535
ERDELYI, MICHAEL DAVID	PRINCIPAL OPERATIONS OFFICER	5864282
FERGUSON, EMILY ELIZABETH	CHIEF TECHNOLOGY OFFICER	3107040
FORESTA, CYNTHIA JEAN	CHIEF COMPLIANCE OFFICER	2445804
HAMILTON, MELANIE KATE-MCFARLAND	PRINCIPAL FINANCIAL OFFICER	5452291
HOLDING, MELISSA	BOARD MEMBER	4621076
HOLDING, MELISSA	DIRECTOR OF WEALTH MANAGEMENT	4621076
LOUGH, SHAWN PATRICK	BOARD MEMBER	6356321
MIROBALLI, MICHAEL	CHIEF OPERATING OFFICER	1545242
MIROBALLI, MICHAEL	BOARD MEMBER	1545242
MIROBALLI, MICHAEL	PRESIDENT	1545242
POLIVKA, ALEX C	AML OFFICER	6270624
REBER, AARON	BOARD MEMBER	7793642
RICHARDSON, STEPHEN MONROE	FINOP	6260539
RICHARDSON, STEPHEN MONROE	CHIEF FINANCIAL OFFICER	6260539

Regulatory assets under management

Total Number of Accounts	37,298
AUM (Assets Under Management)	$ 6,344,121,382

Disclosures

Regulatory Event	19
Arbitration	6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric D. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Dale Baker's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Eric Dale Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE HUNTINGTON INVESTMENT COMPANY

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

CIG ASSET MANAGEMENT, INC.

CIG SECURITIES

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

CITIZENS SECURITIES, INC.

CHARTER ONE SECURITIES, INC.

PRUCO SECURITIES, LLC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

THE HUNTINGTON INVESTMENT COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 5/5/2006

Series 63

Date: 1/15/1998

SIE

Date: 10/1/2018

Series 7

Date: 8/5/2002

Series 6

Date: 7/26/1997

Series 24

Date: 1/16/2007

Series 51

Date: 5/5/2003

Series 26

Date: 7/3/2002

FINRA

Current Firm

THE HUNTINGTON INVESTMENT COMPANY

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

THE HUNTINGTON INVESTMENT COMPANY

TRUST BUT VERIFY

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