Freddy A. Russian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Freddy Antonio Russian was a registered financial professional .
Freddy is a previously registered financial professional and started their career in finance in 2000. Freddy had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2010 - June 17, 2021
AMERICAN FAMILY LEGACY GROUP
January 23, 2009 - January 4, 2011
LPL FINANCIAL LLC
January 16, 2009 - January 4, 2011
LPL FINANCIAL LLC
January 23, 2007 - January 20, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 19, 2007 - January 20, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 14, 2000 - January 23, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 11, 2000 - January 23, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN FAMILY LEGACY GROUP
CRD#: 154050 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 181 |
| AUM (Assets Under Management) | $ 38,082,643 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
