Benjamin R. Adams
Professional summary
Benjamin Robert Adams is a registered financial professional currently at ALLSPRING FUNDS DISTRIBUTOR, LLC located in Westport, Connecticut.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1997. Benjamin has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Robert Adams's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2025 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
July 13, 2011 - February 20, 2019
STRUCTURED ASSET INVESTORS, LLC
June 29, 2011 - February 20, 2019
WELLS FARGO SECURITIES, LLC
June 26, 2000 - November 21, 2001
DEAM INVESTOR SERVICES, INC.
June 19, 1997 - June 2, 1999
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
ALLSPRING FUNDS DISTRIBUTOR, LLC
CRD#: 133366 / SEC#: , 8-66716
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS LLC | PARENT | |
| GIBSON, LORI MITCHUM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 3070238 |
| KENNEY, JOHN DUFF | DIRECTOR | 2387755 |
| MCKINLEY, KATHERINE SANDMAN | CHIEF LEGAL OFFICER | 6807581 |
| MONINGER, JOHN KENNETH | PRESIDENT/CHAIRMAN | 2494976 |
| WILARY, CAROLYN ANN | CHIEF COMPLIANCE OFFICER | 4220513 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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