LS
Lynn A. Schmidt
CETERA INVESTMENT ADVISERS LLC
Auburndale, FL
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CRD#: 2902315
LS
Professional summary
Lynn Anne Schmidt is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Auburndale, Florida and CETERA WEALTH SERVICES, LLC located in Auburndale, Florida.
Lynn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Lynn has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Golden Rule Insurance Co~'NIR'~1495 Sixth Street SE~Winter Haven~FL~33880~Independent Insurance Agent~Insurance Sales Agent~12/1/2004~1hrs~1hrs~submit health insurance applications for appropriate cases. 2) Total Administration Services Grp~'NIR'~1495 Sixth Street SE~Winter Haven~FL~33880~Independent Insurance Agent~Insurance Sales Agent~12/1/2004~1hrs~1hrs~submit application paperwork for appropriate customers. 3) Legal Shield & ID Shield~'NIR'~1495 Sixth Street SE~Winter Haven~FL~33880~Other~Insurance Sales Agent~2/1/2002~1hrs~1hrs~provide insurance product. 4) TOTAL ADMINISTRATION SERVICES GRP POSITION: Insurance Sales Agent NATURE: Independent Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2004 ADDRESS: 917 Keith Lane, Auburndale FL 33823, United States DESCRIPTION: submit application paperwork for appropriate customers 5) LYNCO FINANCIAL & TAX SERVICES INC POSITION: President NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 260 SECURITIES TRADING HOURS: 200 START DATE: 03/01/2001 ADDRESS: 917 Keith Lane, Auburndale FL 33823, United States DESCRIPTION: Tax Preparation and Tax Representation as an Enrolled Agent 6) LEGAL SHIELD & ID SHIELD POSITION: Insurance Sales Agent NATURE: Other INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2002 ADDRESS: 917 Keith Lane, Auburndale FL 33823, United States DESCRIPTION: provide insurance product
CRS (Client Relationship Summary) - RIA
Click below to view Lynn Anne Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Auburndale, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Auburndale, FL
Past
December 2, 1999 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
AUBURNDALE, FL
Past
September 26, 1997 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Auburndale, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
IAR
Florida(8/19/2025)
RR
Florida(9/5/2025)
RR
Missouri(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/18/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
