DF
David L. Funk
CETERA INVESTMENT ADVISERS LLC
FORT WAYNE, IN 46825
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CRD#: 2901355
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Professional summary
David Lucas Funk, CFP®, who also goes by Luke Funk, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Wayne, Indiana and CETERA WEALTH SERVICES, LLC located in Fort Wayne, Indiana.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Luke Funk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COLDWATER HOLDINGS, LLC POSITION: MEMBER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2014 ADDRESS: 4306 E State Blvd., Fort Wayne IN 46815 DESCRIPTION: WE ARE EXPLORING BUILDING A NEW BUILDING TO HOUSE OUR CPA FIRM AND FINANCIAL SERVICES BUSINESSES. 2) SUMMIT CITY PROPERTIES, LLC POSITION: OWNER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/17/2014 ADDRESS: 625 E Wayne Street, Fort Wayne IN DESCRIPTION: WE HAVE PURCHASED THOSE FUTURE PAYMENTS, 11/17/14, 1 HR/ MO, 0 HRS/TRADE, PAYMENT COLLECTIONS 3) CHRISTEN SOUERS FINANCIAL SERVICES, LLC POSITION: Financial advisor NATURE: Financial Services Entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/2000 DESCRIPTION: Provide financial services to clients 4) CHRISTEN SOUERS, LLC POSITION: CPA NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2002 DESCRIPTION: CPA firm 5) LUKE FUNK WEALTH MANAGEMENT, POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2016 ADDRESS: 10347 Dawson's Creek Blvd, Fort Wayne IN DESCRIPTION: FINANCIAL ADVISING 6) CS MARION, LLC POSITION: PARTNER NATURE: CPA FIRM INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/2007 DESCRIPTION: FINANCIAL SERVICE APPTS. 7) BALDWIN PROPERTIES, LLC POSITION: MEMBER NATURE: REAL ESTATE PARTNERSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 4306 E State Blvd., Fort Wayne IN 46815 DESCRIPTION: OWN/LEASE A BUILDING TO CHRISTEN SOUERS, LLC, THE CPA FIRM; LLC 8) 734 COMMERCIAL, LLC POSITION: Owner NATURE: Residential rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2024 ADDRESS: 10347 Dawson's Creek Blvd, Suite C, Fort Wayne IN 46825, United States DESCRIPTION: Invest money,collect rent,pay taxes & insurance 9) 603 NORTH BALDWIN, LLC POSITION: Member NATURE: Commercial rental real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2017 ADDRESS: 10347 Dawson's Creek Blvd, Suite C, FORT WAYNE IN 46825 DESCRIPTION: Collect rent, pay mortgage payment 10) L J E-STORE LLC POSITION: Owner NATURE: Amazon Estore for product sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2024 ADDRESS: 10347 Dawson's Creek Blvd, Suite C, Fort Wayne IN 46825 DESCRIPTION: Amazon Purchase /resell on thru third party 11) 301 WARREN LLC POSITION: Owner NATURE: Commercial Rental, 40% owner . INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2024 ADDRESS: 10347 Dawson's Creek Blvd, Suite C, Fort Wayne IN 46825 DESCRIPTION: Money lender to LLC, I am also a 40% owner of the LLC. 12) BLACK PINE ANIMAL PARK SANCTUARY POSITION: Board member, Treasurer NATURE: nonprofit exotic animal sanctuary . INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 1426 W Main St, Albion IN 46701 DESCRIPTION: Board member, Treasurer, no access to funds. Track ,report on financials 13) LTS PLAN ADMINISTRATION, LLC POSITION: Member NATURE: Third Party administration to 401k plans using software. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 10347 Dawson's Creek Blvd, Suite C, Fort Wayne IN 46825 DESCRIPTION: member only
CRS (Client Relationship Summary) - RIA
Click below to view David Lucas Funk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10351 Dawson's Creek Blvd Ste F, Fort Wayne, IN 46825RIA
CRD#: 105644
FORT WAYNE, IN
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 10347 Dawson's Creek Blvd Suite C, Fort Wayne, IN 46825BD
CRD#: 13572
FORT WAYNE, IN
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Fort Wayne, IN
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
FORT WAYNE, IN
Past
March 1, 2001 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
FORT WAYNE, IN
Past
November 22, 2000 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Indiana(9/5/2025)
IAR
Indiana(9/5/2025)
RR
Michigan(9/5/2025)
RR
Nebraska(9/5/2025)
RR
New York(9/18/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Fort Wayne, IN 46825TRUST BUT VERIFY
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