Aaron C. Mesaros
Professional summary
Aaron Christopher Mesaros is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Woodinville, Washington.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 1997. Aaron has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron Christopher Mesaros's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2011 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 13120 Ne 177th Pl Ste A101, Woodinville, WA 98072-6216December 1, 2010 - May 20, 2011
U.S. BANCORP INVESTMENTS, INC.
December 1, 2010 - May 20, 2011
U.S. BANCORP INVESTMENTS, INC.
March 2, 2010 - December 2, 2010
KEY INVESTMENT SERVICES LLC
September 21, 2009 - December 2, 2010
KEY INVESTMENT SERVICES LLC
February 9, 2006 - September 18, 2009
GLOBAL ATLANTIC DISTRIBUTORS, LLC
September 13, 2005 - February 8, 2006
ADP BROKER-DEALER, INC.
April 1, 2004 - September 6, 2005
WAMU INVESTMENTS, INC.
April 1, 2004 - September 6, 2005
WAMU INVESTMENTS, INC.
September 19, 1997 - March 15, 2004
MORGAN STANLEY DW INC.
July 15, 1997 - March 15, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2019)
(12/3/2012)
(1/21/2022)
(1/28/2026)
(1/22/2026)
(5/8/2024)
(1/26/2023)
(7/31/2023)
(2/6/2026)
(5/13/2024)
(6/13/2018)
(1/2/2025)
(6/29/2018)
(1/28/2026)
(11/3/2022)
(10/16/2025)
(11/8/2011)
(1/28/2026)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
