Caroline A. Gillespie Greer
Professional summary
Caroline Alexandra Gillespie Greer, who also goes by Caroline Alexandra Gillespie, Caroline Alexandra Greer, is a registered financial professional currently at COMMONFUND SECURITIES, INC. located in Wilton, Connecticut.
Caroline is registered as a RR (Registered Representative) and started their career in finance in 1997. Caroline has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Caroline Alexandra Gillespie Greer's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2005 - Present
COMMONFUND SECURITIES, INC.
Office #1: 15 Old Danbury Road, Wilton, CT 06897May 22, 2003 - March 17, 2004
OPPENHEIMER & CO. INC.
June 6, 2001 - June 13, 2003
CIBC WORLD MARKETS CORP.
October 31, 2000 - March 16, 2001
BOSTON INVESTING CORPORATION
August 28, 1997 - April 18, 2000
BOSTON INVESTING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
COMMONFUND SECURITIES, INC.
CRD#: 43541 / SEC#: , 8-50337
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMONFUND HOLDING COMPANY, INC. | SHAREHOLDER | |
| BARD, NANCY KIERNAN | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 1324063 |
| CERASUOLO, VIOLETTA | CHIEF COMPLIANCE OFFICER | 5362546 |
| DURRELL, SUSAN KERR | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 2945336 |
| HARITON, ANITA LYNNE | PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIR, BOARD OF DIRECTORS | 4104946 |
| SPONGBERG, JONATHAN D | TREASURER | 5521666 |
Red Flags
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Company Information
COMMONFUND SECURITIES, INC.
CRD#: 43541Wilton, CT 06897TRUST BUT VERIFY
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