Forrest G. Gilman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Forrest G Gilman, who also goes by Forrest Gregg Gilman, was a registered financial professional .
Forrest is a previously registered financial professional and started their career in finance in 1997. Forrest had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2015 - September 25, 2015
FORESIDE FUND SERVICES, LLC
March 18, 2014 - October 1, 2014
FORESIDE FUND SERVICES, LLC
July 1, 2013 - March 19, 2014
JOSEPH CAPITAL, LLC
March 17, 2011 - May 18, 2011
UBS SECURITIES LLC
December 1, 2009 - March 1, 2010
MOELIS & COMPANY LLC
April 30, 2001 - December 31, 2008
DEUTSCHE BANK SECURITIES INC.
August 11, 2000 - April 17, 2001
CITIGROUP GLOBAL MARKETS INC.
January 14, 1999 - August 28, 2000
CREDIT SUISSE SECURITIES (USA) LLC
August 13, 1997 - November 1, 1999
CSFP CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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