Ellen J. Peloquin
Professional summary
Ellen Jean Peloquin, who also goes by Ellen Jean Peloquin, Ellen Jean Peloquin (savary), Ellen Jean Savary, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in North Grafton, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Ellen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Ellen has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ellen Jean Peloquin's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
June 18, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 9, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
April 11, 2012 - June 4, 2012
OSAIC FA, INC.
April 10, 2012 - June 4, 2012
OSAIC FA, INC.
November 27, 2007 - December 1, 2011
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
November 21, 2007 - December 1, 2011
NYLIFE DISTRIBUTORS LLC
August 25, 2005 - November 20, 2007
INVESTORS CAPITAL CORP.
January 14, 2005 - November 20, 2007
INVESTORS CAPITAL CORP.
November 25, 2002 - January 6, 2005
WILLIAM GALLAGHER ASSOCIATES INVESTMENT SERVICES GROUP, INC.
July 9, 2002 - August 20, 2002
USI ADVISORS
October 18, 2001 - August 20, 2002
USI SECURITIES, INC.
January 28, 2000 - June 26, 2001
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
June 18, 1997 - September 10, 1999
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2017)
(1/6/2017)
(6/18/2012)
(1/6/2017)
(1/2/2015)
(1/6/2017)
(1/6/2017)
(1/6/2017)
(1/6/2017)
(1/6/2017)
(1/6/2017)
(1/6/2017)
(1/6/2017)
(1/6/2017)
(6/18/2012)
(1/2/2015)
(6/18/2012)
(3/31/2025)
(1/6/2017)
(1/6/2017)
(1/6/2017)
(1/6/2017)
(1/6/2017)
(6/18/2012)
(1/3/2014)
(3/20/2013)
(1/9/2017)
(1/6/2017)
(1/9/2017)
(1/6/2017)
(1/6/2017)
(6/18/2012)
(1/6/2017)
(1/6/2017)
(1/6/2017)
(1/6/2016)
(6/18/2012)
(1/6/2017)
(1/6/2017)
(1/6/2017)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
