Kathleen Celeste Pinho
Professional Summary
Kathleen Celeste Pinho, who also goes by Pinho Celeste Kathleen Celeste, is a registered financial advisor currently at JEFFERIES LLC located in New York, New York and JEFFERIES PRIME FINANCE LLC located in New York, New York. Kathleen is registered as a RR (Registered Representative) and started their career in finance in 2012. Kathleen has worked at 2 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Pinho Celeste Kathleen Celeste
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
JEFFERIES PRIME FINANCE LLC
Contact Information
Main Address
520 Madison, New York, NY 10022Mailing Address
520 Madison, New York, NY 10022Phone Number
(212) 284-2300Established
Delaware since 06/05/2025Firm Type
Limited Liability CompanyFiscal Year End
NovemberFirm Size
SmallFINRA licenses (19 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kathleen Celeste Pinho's CRS (Customer Relationship Summary).
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