Behzad B. Kholasechi
Professional summary
Behzad Benjamin Kholasechi, who also goes by Behzad Ben Kholasechi, Behzad Benjamin Kholasechi, Ben Kholasechi, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Baltimore, Maryland.
Behzad is registered as a RR (Registered Representative) and started their career in finance in 1997. Behzad has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Behzad Benjamin Kholasechi's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2017 - Present
NYLIFE SECURITIES LLC
April 1, 2016 - September 23, 2016
PRUCO SECURITIES, LLC.
April 24, 2014 - September 17, 2014
NATIONWIDE SECURITIES, LLC
September 21, 2010 - July 24, 2012
MML INVESTORS SERVICES, LLC
May 7, 2008 - October 9, 2008
CHASE INVESTMENT SERVICES CORP.
May 7, 2008 - October 9, 2008
CHASE INVESTMENT SERVICES CORP.
March 28, 2007 - March 26, 2008
ALLSTATE FINANCIAL SERVICES, LLC
February 3, 2006 - June 8, 2006
EQUITY SERVICES, INC.
April 27, 2004 - August 30, 2004
TRUIST INVESTMENT SERVICES, INC.
January 27, 2004 - January 30, 2004
CITICORP INVESTMENT SERVICES
February 20, 2003 - September 30, 2003
QUICK & REILLY, INC.
February 12, 2003 - September 30, 2003
QUICK & REILLY, INC.
August 21, 2002 - February 19, 2003
CHASE INVESTMENT SERVICES CORP.
September 20, 2000 - February 19, 2003
CHASE INVESTMENT SERVICES CORP.
June 24, 1999 - September 15, 2000
CITICORP INVESTMENT SERVICES
March 9, 1998 - June 15, 1999
PRUDENTIAL EQUITY GROUP, LLC
December 10, 1997 - June 23, 1998
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2017)
(5/24/2023)
(10/24/2025)
(1/24/2023)
(10/6/2017)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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