Liane V. Warcup

KLAAS FINANCIAL ASSET ADVISORS.

Geneva, IL

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CRD#: 2898258

Professional summary

Liane Victoria Warcup, CFP®, who also goes by Liane Warcup, is a registered financial advisor currently at KLAAS FINANCIAL ASSET ADVISORS, LLC. located in Geneva, Illinois.

Liane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Liane has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Liane Warcup

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Liane Victoria Warcup's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 1, 2025 - Present

KLAAS FINANCIAL ASSET ADVISORS, LLC.

RIA

CRD#: 121399

Geneva, IL

Past

September 20, 2005 - September 30, 2025

CLARUS FINANCIAL PLANNING

RIA

CRD#: 136843

GENEVA, IL

Past

May 26, 2004 - April 27, 2005

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

GENEVA, IL

Past

February 17, 2004 - April 27, 2005

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

March 13, 2002 - August 1, 2003

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 9, 1997 - December 11, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KLAAS FINANCIAL ASSET ADVISORS, LLC.

CRD#: 121399 / SEC#: 801-79516

RIA

Registered Investment Advisory firm - (4/9/2014 Approved)

Illinois

Registered Investment Advisory firm - (4/10/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/10/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/1/2025)

IAR

Wisconsin
(10/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/25/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/8/1997

General Securities Representative Examination

Current Firm

KLAAS FINANCIAL ASSET ADVISORS, LLC.

CRD#: 121399 / SEC#: 801-79516

RIA

Registered Investment Advisory firm - (4/9/2014 Approved)

Illinois

Registered Investment Advisory firm - (4/10/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/10/2014 Terminated)

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Contact information

Main Address

4707 Perry Ridge Lane, Loves Park, IL 61111

Mailing Address

Phone number

(815) 877-8440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/26/2025)

APPENDIX 1 - WRAP BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts	2,539
AUM (Assets Under Management)	$ 632,130,957

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Liane V. Warcup

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Liane Victoria Warcup's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARUS FINANCIAL PLANNING

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

LPL FINANCIAL LLC

EDWARD JONES

Primary Firm SEC Registration

KLAAS FINANCIAL ASSET ADVISORS, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/25/2004

Series 63

Date: 7/10/1997

Series 7

Date: 7/8/1997

Current Firm

KLAAS FINANCIAL ASSET ADVISORS, LLC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KLAAS FINANCIAL ASSET ADVISORS, LLC.

TRUST BUT VERIFY

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