David S. Cunningham

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

CHICAGO, IL

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CRD#: 2898048

Professional summary

David Sean Cunningham is a registered financial advisor currently at KINGSBURY CAPITAL INVESTMENT ADVISORS LLC located in Chicago, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KINGSBURY CAPITAL INVESTMENT ADVISORS, STARTED 2/2018. 1555 SHERMAN AVE #346, EVANSTON, IL 60201. REGISTERED INVESTMENT ADVISOR. INVESTMENT RELATED. 35-40 HRS/WEEK Tangram Solutions, LLC - STARTED 5/2018, 1228 Forest Ave,Evanston, IL 60202, Investment-Related, Financial Tech Firm, Consultant, 5-10 hours a week. Retirement Income Insurance Products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Sean Cunningham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2018 - Present

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

RIA

CRD#: 145658

CHICAGO, IL

Past

January 15, 2021 - May 11, 2023

SW FINANCIAL

CRD#: 145012

MELVILLE, NY

Past

February 16, 2018 - December 18, 2018

KINGSBURY CAPITAL, INC.

CRD#: 7638

EVANSTON, IL

Past

June 16, 2016 - November 1, 2017

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CHICAGO, IL

Past

October 1, 2015 - November 1, 2017

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST CLOUD, MN

Past

March 11, 2010 - October 2, 2015

INTEGRAL WEALTH SECURITIES LLC

CRD#: 36143

NEW YORK, NY

Past

February 20, 2007 - November 23, 2009

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

April 1, 2006 - January 29, 2007

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

July 22, 2004 - April 1, 2006

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

July 27, 2001 - July 19, 2004

LIBERTY LIFE DISTRIBUTORS LLC

CRD#: 46074

DOVER, NH

Past

December 10, 1997 - July 11, 2001

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

FINCOR WEALTH MANAGEMENT LLC | LEGACY CAPITAL WEALTH ADVISORS, LLC | KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

CRD#: 145658 / SEC#: 801-118323

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

Florida

Registered Investment Advisory firm - (4/9/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Missouri

Registered Investment Advisory firm - (4/9/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (4/9/2020 Terminated)

Ohio

Registered Investment Advisory firm - (4/9/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/9/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/15/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/8/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

FINCOR WEALTH MANAGEMENT LLC | LEGACY CAPITAL WEALTH ADVISORS, LLC | KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

CRD#: 145658 / SEC#: 801-118323

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

Florida

Registered Investment Advisory firm - (4/9/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Missouri

Registered Investment Advisory firm - (4/9/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (4/9/2020 Terminated)

Ohio

Registered Investment Advisory firm - (4/9/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/9/2020 Terminated)

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Contact information

Main Address

Wilmette, IL

Mailing Address

1555 Sherman Ave Suite 346, Evanston, IL 60201

Phone number

(312) 380-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KINGSBURY CAPITAL INVESTMENT ADVISORS BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	595
AUM (Assets Under Management)	$ 154,451,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David S. Cunningham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Sean Cunningham's CRS (Customer Relationship Summary).

Certified licenses

Experience

SW FINANCIAL

KINGSBURY CAPITAL, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

INTEGRAL WEALTH SECURITIES LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

METLIFE INVESTORS DISTRIBUTION COMPANY

TOWER SQUARE SECURITIES, INC.

LIBERTY LIFE DISTRIBUTORS LLC

DWS DISTRIBUTORS, INC.

Primary Firm SEC Registration

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2016

Series 63

Date: 11/15/2004

SIE

Date: 10/1/2018

Series 7

Date: 1/22/1999

Series 6

Date: 12/8/1997

Current Firm

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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